ISO14001新版部分条文解释.ppt

ISO14001:1996 AND FDIS14001:2004 ISO 14001/ISO14004 Revision Principle 改版目的与原则 Enhance the compatibility of the ISO9001:2000 and ISO14001:1996; 增强与增强与 ISO9001:2000 标准的相容性标准的相容性 Focused on clarification of the first edition;澄清老版本澄清老版本的部分概念的部分概念 No added requirements over ISO14001:1996不特别增不特别增 加加ISO14001：1996标准的要求标准的要求 shape the futureBSimanagement systems ISO14001:1996 and FDIS14001:2004 ISO /CD14001 Oct.2002 issued; 2002年 10月 ISO/CD14001发布 ISO/DIS14001 Aug.2003 issued; 2003年8 月ISO/DIS14001发布 ISO/FDIS14001 Aug.2004 issued; 2004年 8月ISO/FDIS14001发布 ISO14001:2004/ISO14004:2004正式发布ISO 14001/ISO14004,Revision progress 改版的进程 ISO14001:1996 and FDIS14001:2004 ActionContinual improvement4.6 Management review4.2 Environmental policy 4.3 Planning 4.3.1 Environmental aspects 4.3.2 Legal and other requirements 4.3.3 Objective targets and programmes Check4.5 Checking 4.5.1 Monitoring and measurement 4.5.2 Evaluation of compliance 4.5.3 Nonconformity , corrective and preventive action 4.5.4 Control of record 4.5.5 Internal audit 4.4 Implementation and operation 4.4.1 Resources , roles, responsibility and authority 4.4.2 Competence , t raining and awareness 4.4.3 Communication 4.4.4 Documentation 4.4.5 Control of documents 4.4.6 Operation control 4.4.7 Emergency preparedness and response PlanDo FDIS 14001:2004,some clause explanation 新版部分条文解释 1 Scope 范围 The organization is now required to define the scope of its EMS. This scope directly links the management system with the organizations activities, products and services.组织应定义其EMS 系统的范围 FDIS 14001:2004, some clause explanation 新版部分条文解释 3.Terms and definitions 术语与定义 The quantity of terms is added from 13 to 20, more suitable for integrated with ISO9001:2000 术语从术语从13个增加为个增加为 20个个 These new terms: 具体如：具体如： 3.1 auditor; 审核审核 3.3 corrective action; 纠正措施纠正措施 3.4 document; 文件文件 3.15 nonconformity; 不符合不符合 3.17 preventive action; 预防措施预防措施 3.19 procedure; 程序程序 3.20 record. 记录记录 FDIS14001: 2004,some clause explanation 新版部分条文解释 4. Environmental management system requirements 环境管理体系要求环境管理体系要求 Total clause: 18 to 19; the former clause 4.3.4 is replaced, and new clause 4.5.2.1,4.5.2.2; 条款有条款有 18个增加为个增加为19个个; 原原4.3.4条款被合并，而新条款为条款被合并，而新条款为 4.5.2.1，4.5.2.2 FDIS 14001:2004, some clause explanation 新版部分条文解释 4.1 General requirements 总要求 Added: “Shall define and document the scope of its Environmental management system.” 增加应定义并 文化体系范围 4.2 Environmental policy 环境方针 Added: Top Mgt. shall ensure that Environmental policy is communicated to all persons working for or on behalf of the organization; 高层管理应确保环 境方针被沟通到相关人员 Environmental policy: shall, within the defined Scope of its environmental management system.环 境方针应与体系范围相适应FDIS 14001:2004, some clause explanation 新版条文解释4.3.1 Environmental aspects 环境因素 “activities , products or services” changed to “activities, products and services”; “或”改“和” “these significant environmental aspects (SEA) are considered in setting its environmental objective”: changed to “The organization shall ensure that the significant environmental aspects (SEA) are taken into account in establishing, implementing and maintaining its environmental management systems”. 在EMS 的建立、实施、运行过程中应考 虑SEA。FDIS 14001:2004, some clause explanation 新版部分条文解释 4.3.2 Legal and requirements 法律法规与其它要求 Added: “to determine how these requirements apply to its environmental aspects”; 增加：应确定 其对环境因素的适用性 Added: “shall” ensure that these requirements are taken into account in establishing, implementing and maintaining its EMS. 增加“应”确保这些要求 在体系中得到考虑。 FDIS 14001:2004, some clause explanation 新版部分条文解释 4.3.3 Objective, targets and programmes 目标指标与方案 Changes: the former 4.3.3/4，integrated to new Clause 4.3.3;原4.3.3/4条款，整合为4.3.3 Added: “The objective and targets shall be measurable”; “目标与指标应可测量” Changed the term “establish, and maintain” to “establish, implement and maintain”,for objective, targets and programmes.增加 “实施”（方案）FDIS 14001:2004, some clause explanation新版部分条文解释4.4.1 Resources, roles, responsibility and authority 资 源，角色，责任和权限 Added: “shall ensure the availability of resources essential to establish, implement, maintain and improve the environmental management system” 强调应确保“资源” Added: EMR reporting to Top Mgt. “including recommendation for improvement.”管代应向高层 建议持续改进内容” FDIS 14001:2004,some clause explanation 新版部分条文解释新版部分条文解释 4.4.2 Competence, training and awareness能力培训意 识 Changed the sequence of terms, emphasized “competence” 强调能力 The terms “persons working for or on its behalf”, instead of “employees or members”以“相关人员” 代替“公司的职员” Added: training “shall retain associated records” 培训应保持记录。 FDIS 14001:2004,some clause explanation 新版部分条文解释新版部分条文解释 4.4.3 Communication 沟通 Added: “shall decide whether to communicate externally about its significant environmental aspects and shall document its decision”应确定是 否对外沟通重要环境因素，并记录结论 4.4.4 Documentation 文件化 Description of the “main elements of” EMS; (instead of only “core elements”); “主要条款” More Coherence with ISO9001:2000,clause 4.2.1,4.2.2 与ISO9001:2000条款4.2.1，4.2.2更相容 FDIS 14001:2004, some clause explanation 新版部分条文解释 4.4.5 Control of documents 文件控制 From “periodically review” to “review”; 改“定期 评审”为 “评审” added “documents of external origin determined by the organization” “ identified and their distribution controlled”. 增加“外部文件应加以控制” FDIS 14001:2004, some clause explanation 新版部分条文解释 4.4.6 Operational control 运行控制 Generally no changes; 基本无变化 Added: “implementing” (added one term) “procedures and requirements to suppliers, including contractors” 4.4.7 Emergency preparedness and response 应急准备 与响应 Generally no changes 基本无变化 Added: “shall periodically review” 增加 “定期评审” FDIS 14001:2004, some clause explanation 新版部分条文解释4.5.1 Monitoring and measurement 监测与测量 Changed: the former “documented procedures” to the new “procedures” The requirement “evaluating compliance” is separated as one new clause. 法规符合性评估被独 立 FDIS 14001:2004, some clause explanation 新版部分条文解释 4.5.2 Evaluation of compliance 符合性评估 New clause, including two sub-clause 新条款 4.5.2.1 emphasized “periodically evaluating compliance with applicable legal requirements”; keep records; 强调定期评估法规需求 4.5.2.2 Pay attention to “evaluate compliance with other requirements”; keep records; 定期评估其它 需求 FDIS 14001:2004, some clause explanation 新版部分条文解释 4.5.3 Nonconformity, corrective action and preventive action 不符合，纠正与预防措施 Added: “reviewing the effectiveness of corrective action(s) and preventive action(s）taken, 增加“效果 评估 Added: “taking actions in order to avoid their recurrence” and “actions designed to avoid their ocurrence”, FDIS 14001:2004, some clause explanation 版部分条文解释 4.5.4 control of records 记录控制 Generally no changes 基本无变化 4.5.5 internal audit 内审 Added: “selection of auditor and conduct of audits shall ensure objectivity and the impartiality of the audit process” 增加应保持客观和独立性 FDIS 14001:2004, some clause explanation 新版部分条文解释 4.6 Management review 管理评审 Emphasized “input” and “output” 强调输入 （8点）输出（2点）