深赛格B：2022年三季度报告（英文版）.docx

The Third Quarterly 2022 Report for 2022 of Shenzhen SEG Co., Ltd. Stock code: 000058, 200058 Notice No.:2022-065 Stock abbreviation: SHEN SEG, SHEN SEG B Shenzhen SEG Co., Ltd. The Third Quarterly Report for 2022 The Company and whole members of the BOD guarantee that the information disclosed is true, accurate and complete, and there are no any fictitious records, misleading statements or important omissions. Important content reminder: 1. Board of Directors, Supervisory Committee, all directors, supervisors and senior executives of Shenzhen SEG Co., Ltd. (hereinafter referred to as the Company) hereby confirm that there are no any fictitious statements, misleading statements, or important omissions carried in this report, and shall take all responsibilities, individual and/or joint, for the reality, accuracy and completion of the whole contents. 2. Principal of the Company, Person in Charge of Accounting Works and Person in Charge of Accounting Organ (Accounting Officer) hereby confirm that the Financial Report of the Third Quarterly Report is authentic, accurate and complete. 3. Whether the Third Quarterly Report has been audited or not Yes No I. Main financial data (i) Main accounting data and financial indexes Whether it has retroactive adjustment or re-statement on previous accounting data or not Yes No Current period Increase/decrease in the period compared with the same period of the previous year Year-begin to periodend Increase/decrease from year-begin to period-end compared with the same period of the previous year Operating income (Yuan) 470,972,297.93 1.56% 1,312,587,406.20 -7.40% Net profit attributable to shareholders of the listed company (Yuan) 43,046,386.07 671.26% 19,222,397.31 -64.05% Net profit attributable to shareholders of the listed company after deducting nonrecurring gains and losses (Yuan) 9,385,657.46 447.59% -18,148,087.87 -149.40% Net cash flow arising from operating activities (Yuan) 32,850,052.08 24.16% Basic earnings per share (Yuan /Share) 0.0349 675.84% 0.0156 -63.97% Diluted earnings per share (Yuan /Share) 0.0349 675.84% 0.0156 -63.97% Weighted average ROE 2.18% 1.89% 0.98% -1.80% End of current period End of previous year Increase/decrease at the period-end compared with the end of the previous year Total assets (Yuan) 5,286,984,169.67 5,632,373,265.14 -6.13% Net assets attributable to shareholder of listed company (Yuan) 1,938,111,951.83 1,984,760,159.28 -2.35% (ii) Items and amounts of non-recurring profit (gains)/losses Applicable Not applicable Unit: Yuan Item Amount for the period Amount from year-begin to period-end Note Gains/losses from the 40,982,397.47 40,919,736.22 Mainly due to the sale of disposal of non-current asset (including the write-off that accrued for impairment of assets) stock of Huakong SEG during the reporting period Government subsidy recorded in current gains/losses (except those closely related to the Companys normal operation, and those continuously enjoyed on a fixed or quantitative basis with certain standards in accordance with national policy regulations) 1,186,113.50 3,621,649.32 Capital occupation fee charged to non-financial enterprise that reckoned into current gains/losses 214,101.84 Profit and loss from commissioned investment or asset management 3,543,008.48 6,193,914.88 Trust fee obtained from trust operation 31,913.70 97,291.00 Other non-operating income and expenses other than the above 789,208.64 1,122,295.01 Other gains/losses items that meet the definition of nonrecurring gains/losses 30,449.80 442,749.88 Less: impact on income tax 11,600,626.98 13,059,503.01 Impact on minority shareholders equity (posttax) 1,301,736.00 2,181,749.96 Total 33,660,728.61 37,370,485.18 - Other gain/loss items that qualified the definition of non-recurring profit (gains)/losses: Applicable Not applicable The Company does not have other gain/loss items that qualified the definition of non-recurring profit (gains)/losses Explanation on those non-recurring gain/loss listed in the “Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public - Extraordinary Profit/loss” defined as recurring gain/loss Applicable Not applicable The Company does not have the non-recurring gain/loss listed in the “Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public - Extraordinary Profit/loss” defined as recurring gain/loss (iii) Particulars about changes in items of main accounting data and financial index and explanations of reasons Applicable Not applicable (1) Items of the Consolidated Balance Sheet Statement Unit: Yuan Item Closing balance Opening balance Difference Increase or decrease at the end of the period compared with the beginning of the period (%) Reasons for differences Monetary fund 754,803,066.26 1,102,543,548.87 -347,740,482.61 -31.54% Mainly due to the returning of borrowings to controlling shareholders and principal & interest of bank loans Account receivable 298,887,826.69 209,248,610.21 89,639,216.48 42.84% Mainly due to the settlement of Companys property management business Other account receivable 101,863,738.23 50,022,297.47 51,841,440.76 103.64% Mainly because the business contacts increased Short-term borrowing 110,000,000.00 63,003,480.82 46,996,519.18 74.59% Mainly because the bank borrowings growth Other current liabilities 5,169,241.10 1,199,408.55 3,969,832.55 330.98% Mainly due to the growth of taxes ready to be transferred (2) Items of Consolidated Profit Statement Unit: Yuan Item Amount for the current period Amount of the same period of the previous year Difference Increase/decrease in the current period compared with the same period of last year (%) Reasons for differences R&D expenses 6,465,826.38 3,395,145.58 3,070,680.80 90.44% Mainly due to the increase investment in R&D in the Period Financial expenses 38,692,104.55 61,326,101.97 -22,633,997.42 -36.91% Mainly due to the decrease in financing size in the Period Investment income 40,729,613.09 5,484,906.30 35,244,706.79 642.58% Mainly due to the gains from sales of the stock of Huakong SEG in the Period Credit impairment loss 547,396.51 5,786,949.61 -5,239,553.10 -90.54% Mainly due to the recovery of litigation in the same period last year Income tax expense 33,975,004.00 72,175,008.10 -38,200,004.10 -52.93% Mainly due to the policy-based rent reduction in the Period (3)Items of the Consolidated Cash Flow Statement Unit: Yuan Item Amount for the current period Amount of the same period of the previous year Difference Increase/decrea se in the current period compared with the same period of last year (%) Reasons for differences Net cash flow arising from investment activities -12,701,824.85 89,705,143.41 -102,406,968.26 -114.16% Mainly because the net wealth management purchased in the Period increased on a y-o-y basis Net cash flow arising from financing activities -360,555,805.03 -123,274,962.04 -237,280,842.99 -192.48% Mainly due to the return of borrowings and interests to controlling shareholder in the Period Net increase in cash and cash equivalents -340,407,577.80 -7,111,651.47 -333,295,926.33 -4686.62% The net cash flow arising from investment and financing activities declined in the Period II. Shareholders Information (i) Total number of common shareholders and preference shareholders with voting rights recovered and top ten common shareholders Unit: Share Total common shareholders at the end of report period 67,062 Total preference shareholders with voting rights recovered at end of reporting period (if applicable) 0 Top 10 shareholders Shareholders name Nature of shareholder Proportion of shares held Amount of shares held Amount of restricted shares held Information of shares pledged, tagged or frozen State of share Amount Shenzhen SEG Group Co., Ltd. State-owned legal person 56.54% 696,163,182 0 Liu Guocheng Domestic natural person 0.59% 7,296,402 0 LISHERYNZH ANMING Overseas natural person 0.46% 5,691,062 0 Liu Guohong Domestic natural person 0.30% 3,656,161 0 Gong Qianhua Overseas natural person 0.24% 2,940,000 0 Xu Yueying Domestic natural person 0.16% 1,996,800 0 Wang Jinjun Domestic natural person 0.14% 1,670,000 0 Luo Haijin Domestic natural person 0.12% 1,512,875 0 Su Yi Domestic natural person 0.12% 1,468,513 0 Qian Jidong Domestic natural person 0.11% 1,412,700 0 Top ten shareholders with unrestricted shares held Shareholders name Amount of unrestricted shares held Type of shares Type Amount Shenzhen SEG Group Co., Ltd. 696,163,182 RMB ordinary shares 696,163,182 Liu Guocheng 7,296,402 Domestic listed foreign shares 7,296,402 LISHERYNZHANMING 5,691,062 Domestic listed foreign shares 5,691,062 Liu Guohong 3,656,161 Domestic listed foreign shares 3,656,161 Gong Qianhua 2,940,000 Domestic listed foreign shares 2,940,000 Xu Yueying 1,996,800 Domestic listed 1,996,800 foreign shares Wang Jinjun 1,670,000 Domestic listed foreign shares 1,670,000 Luo Haijin 1,512,875 Domestic listed foreign shares 1,512,875 Su Yi 1,468,513 Domestic listed foreign shares 1,468,513 Qian Jidong 1,412,700 RMB ordinary shares 1,412,700 Explanations on the association relationship or concerted action among the above-mentioned shareholders Shenzhen SEG Group Co., Ltd has no association with other shareholders, nor it is a concerted action unit as set forth in the Administration of the Takeover of Listed Companies Procedures. It is unknown whether other shareholders have an association or are concerted action units or not. Information on top 10 ordinary shareholders participating in securities margin trading (if applicable) N/A (ii) Total shareholders with preferred stock held and shares held by top ten shareholders with preferred stock held Applicable Not applicable III. Other significant events Applicable Not applicable Overview of major events Disclosure date Inquiry index for the websites disclosing the temporary reports 1. Controlling subsidiaries involved inlitigation and arbitration 2022-7-5 The Progress of the Controlling Sub-subsidiary Involved in Litigation and Arbitration released on Juchao Website 2. Shares reduction of Huakong SEG 2022-6-29 The Resolution of the 36th Interim Meeting of 8th BOD and Notice on Reduction of the Shares of Shenzhen Huakong SEG Co., Ltd. held by the Company released on Juchao Website ( 2022-7-19 Resolution of Third Interim Meeting of 2022 of Shenzhen SEG Co., Ltd. released on Juchao Website ( 3. Changes of Directors, Supervisors and 2022-7-9 Notice of Deputy GM, Financial Manager Resignation Senior Executives of the Company released on Juchao Website ( 2022-7-26 The Resolution of the 37th Interim Meeting of 8th BOD released on Juchao Website ( 2022-9-23 The Resolution of the 38thInterim Meeting of 8th BOD and Resignation of Secretary of the Board and Designated the Deputy GM and Financial Officer to Act as the Secretary of the Board released on Juchao Website ( 4. Release of the restricted shares from nonpublic offering of shares 2022-7-14 Prompt Notice on the Release of Restricted Shares from Non-public Offering of Shares released on Juchao Website ( IV. Quarterly financial statements (i) Financial statement 1. Consolidate balance sheet Prepared by Shenzhen SEG Co., Ltd. Unit: Yuan Item September 30, 2022 January 1, 2022 Current assets: Monetary fund 754,803,066.26 1,102,543,548.87 Settlement provisions Capital lent Trading financial assets 306,762,428.71 325,057,600.51 Derivative financial assets Note receivable 6,471,550.00 5,441,038.00 Account receivable 298,887,826.69 209,248,610.21 Receivable financing Accounts paid in advance 9,022,799.99 9,318,448.66 Insurance receivable Reinsurance receivables Contract reserve of reinsurance receivable Other account receivable 101,863,738.23 50,022,297.47 Including: Interest receivable Dividend receivable Buying back the sale of financial assets Inventories 1,732,700,251.97 1,697,997,134.90 Contractual assets 16,433,589.67 22,328,808.46 Assets held for sale Non-current asset due within one year Other current assets 149,996,807.88 181,153,434.58 Total current assets 3,376,942,059.40 3,603,110,921.66 Non-current assets: Loans and payments on behalf Debt investment Other debt investment Long-term account receivable 41,205,380.03 38,454,117.14 Long-term equity investment 170,192,473.15 181,471,343.42 Investment in other equity instrument 34,195,900.63 34,066,039.01 Other non-current financial assets Investment real estate 967,190,254.47 1,009,378,181.86 Fixed assets 264,038,270.10 265,396,889.67 Construction in progress 4,029,389.42 3,042,922.98 Productive biological asset Oil and gas asset Right-of-use assets 249,222,387.89 308,471,942.19 Intangible assets 23,436,463.95 25,065,576.29 Expense on Research and Development Goodwill 71,041,012.43 71,041,012.43 Long-term expenses to be apportioned 27,866,369.13 35,531,141.15 Deferred income tax asset 49,509,868.71 50,372,808.51 Other non-current asset 8,114,340.36 6,970,368.83 Total non-current asset 1,910,042,110.27 2,029,262,343.48 Total assets 5,286,984,169.67 5,632,373,265.14 Current liabilities: Short-term loans 110,000,000.00 63,003,480.8