2015年下半年江苏省证券从业资格考试：金融债券与公司债券考试题.pdf

2015 年下半年江苏省证券从业资格考试：金融债券与公司债券考试题本卷共分为1 大题 50 小题，作答时间为180 分钟，总分100 分，60 分及格。一、单项选择题共50 题，每题2 分。每题的备选项中，只有一个最符合题意1.以下说法中，不正确的选项是_。A数据资料是宏观分析与预测，尤其是定量分析预测的基础B无论是对历史与现状的总结，还是对未来的预测，都必须以文本资料为依据C对数据资料有一定的质量要求，如准确性、系统性、时间性、可比性、适用性等D需要注意的是，有时资料可能因口径不一致而不可比，或是存在不反映变量变化规律的异常值，此时还需对数据资料进行处理2.发行人应在披露上市公告书_日内，将上市公告书文本一式五份分别报送发行人注册地的中国证监会派出机构、上市的证券交易所。A3B5C7D103.不动产抵押公司债券属于_。A信用证券B担保证券C抵押证券D质押证券4.我国基金交易佣金为成交金额的_，不足 5 元的按 5 元收取。A0.20%B0.25%C0.30%D0.35%5._是客户与证券经纪商之间在委托买卖过程中有关权利、义务、业务规则和责任的基本约定。A 风险提示书B 证券交易委托代理协议C 客户须知D 客户交易结算资金银行存管协议书6.根据我国全国银行间债券市场债券交易规则规定，全国银行间债券市场回购期限最长为 _天。A60B91C180D3657.偏股型基金中股票的配置比例一般为_。A20%40%B50%70%C70%90%D40%90%8.开放式基金的募集期限自基金份额出售之日起计算，不得超过_个月。A1B2C3D49._对基金销售内部控制做出了明确的定义。A 证券投资基金法B 证券投资基金销售管理方法C 证券投资基金销售业务信息管理平台管理规定D 证券投资基金销售机构内部控制指导意见10.造成不同地区的客户具有不同需求的基本因素是_。A地理因素文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4B人口因素C心理因素D行为因素11.目前发行的国际债券中最重要的是_。A扬基债券B武士债券C龙债券D欧洲债券12.下面选项中，不属于证券交易所在信息公开方面的主要职能的是_。A为组织公平的集中交易提供保障B公布证券交易即时行情，并按交易日制作证券市场行情表，予以公布C对证券交易实行实时监控，并按照中国证监会的要求，对异常的交易情况提出报告D对证券交易实行实时监控，对内幕交易行为进行全面、及时的调查处理，并予以公布13.与公司型基金的股东大会相比，契约型基金持有人大会赋予基金持有者的权利。A相对较大B相对较小C相同D无法比较14._是指交易双方在集中的交易所市场以公开竞价方式所进行的期货合约的交易。A金融期权B期货交易C期货合约D金融期货15.无涨跌幅限制的证券其大宗交易的成交价格，由买卖双方在前收盘价的上下30%或 _确定。A当日已成交的平均价B当日最高或最低成交价格之间C当日最高成交价D当日最低成交价文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T416.根据有关规定，单只基金持有的全部权证市值占基金资产净值的比例不得超过_。A0.5%B1%C3%D5%17.以下基金费用不是基金投资者在“买进”与“卖出”基金环节一次性支出费用的是。A认购费B申购费C赎回费D托管费18.2007 年 11 月 7 日，_发布了有关证券交易委托代理协议的指引，要求证券公司应根据其中证券交易委托代理协议(范本)修订与客户签订的相关证券经纪业务合同文本。A中国证券业协会B中国证监会C中国证券登记结算公司D上海证券交易所与深证证券交易所联合19.上海、深圳证券交易所上市证券的分红派息，主要是通过_。A交易清算系统B交易系统C各证券公司D各银行20.以下关于时间优先原则的说法中，正确的选项是_。A同一时点申报，按价格大小顺序决定优先顺序B同价位申报，按申报时序决定优先顺序C无论价位是否相同，均按申报时序决定优先顺序D无论申报方式如何，均以证券经纪商接到书面凭证的顺序决定申报时序文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T421.在证券组合管理的基本步骤中，投资时机的选择是阶段的主要工作。A进行证券投资分析B组建证券投资组合C投资组合的修正D投资组合业绩评估22.像我国这样的新兴股票市场，其股价在很大程度上是由_决定。A股票的供求关系B股票的内在价值C资本收益率D市盈率23.反映公司运用所有者资产效率的指标是_A固定资产周转率B存货周转率C总资产周转率D股东权益周转率24.对已在证券交易所上市的，可用以进行回购交易债券，中国结算公司在每_收市后计算在下一个适用星期分别适用的标准券折算率。A星期一B星期三C星期四D星期五25.无涨跌幅限制的证券其大宗交易的成交价格，由买卖双方在前收盘价的上下30%或 _确定。A当日已成交的平均价B当日最高或最低成交价格之间C当日最高成交价D当日最低成交价26.证券问的联动关系由相关系数来衡量，的取值总是介于-1 和 1 之间，的值为正，说明 _文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4A两种证券间存在完全的同向的联动关系B两种证券的收益有反向变动倾向C两种证券的收益有同向变动倾向D两种证券间存在完全反向的联动关系27.收购要约期满前_日内，收购人不得更改收购要约条件；但是出现竞争要约的除外。A5B10C15D3028.以下说法正确的选项是_。A通货膨胀严重、物价居高不下时，企业因原材料、工资、费用、利息等各项支出增加，使得利润减少，引起股价下降B通货膨胀严重、物价居高不下时，企业因原材料、工资、费用、利息等各项支出减少，使得利润减少，引起股价下降C通货膨胀严重、物价居高不下时，企业因原材料、工资、费用、利息等各项支出增加，使得利润增加，引起股价上升D通货膨胀严重、物价居高不下时，企业因原材料、工资、费用、利息等各项支出减少，使得利润增加，引起股价下降29.以下事项中，不需要经过2/3 以上的独立董事通过的是_。A公司及基金投资运作中的重大关联交易B公司和基金审计事务，聘请或更换会计师事务所C公司管理的季度报告D公司管理的基金的半年度报告和年度报告30.国债买断式回购到期购回结算的交收时点为_。AR 日(R 为到期日)14:00BR+1 日(R 为到期日)14:00CR 日(R 为到期日)17:00DR+1 日(R 为到期日)17:0031.以下各项中，属于积极债券组合管理策略的是_。文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4A应急免疫B满足单一负债要求的投资组合免疫策略C多重负债下的组合免疫策略D多重负债下的现金流量匹配策略32.甲股票的每股收益为1 元，市盈率水平为15，估算该股票的价格是_A15 元B13 元C20 元D25 元33.由基金投资者直接支付的费用有。A申购费B交易佣金C过户费D托管费34.为了对基金绩效做出有效的衡量，必须加以考虑的因素包括_。A基金的投资目标B比较基准C基金的风险水平D基金组合的稳定性35.依据法律形式的不同，基金可分为契约型基金与公司型基金。公司型基金以的投资公司为代表。A英国B日本C法国D中国36.企业改组为拟上市的股份应拟订总体改组方案，以下_不属于总体改组方案的内容。A发起人企业的经营范围B资产重组的目的和原则C选聘中介机构文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4文档编码:CH1Y6R2E5C2 HI5E10U2T7D5 ZY3I2H7D10T4D拟上市公司的筹资计划37.上海证券交易所和上海证券登