2021年私募债尽职调查清单.pdf

中小企业私募债项目初步尽职调查材料清单*律 师 事 务 所2013 年月日精品w o r d 学习资料 可编辑资料-精心整理-欢迎下载-第 1 页，共 26 页目录说明：.4致：.5一、发行人基本情况调查 .6（一）公司设立情况.6（二）公司存续期间变更情况.6（三）公司股东情况.7（四）公司全资、控股、参股企业的基本情况.7（五）公司主要资产.7（六）董监高基本情况.8（七）同业竞争情况.8（八）关联交易情况.9（九）合法合规经营情况.9（十）员工情况.9二、业务与行业情况调查.9（一）主营业务情况.9（二）行业发展状况.10（三）业务发展和募集资金投向.10（四）主要经营风险.11（五）主要合同.11三、财务与会计情况调查.11（一）基本财务资料.11（二）发行人对外负债情况.12（三）未来投融资计划.12（四）发行人纳税情况.12四、担保情况和担保授权（从母公司或担保公司获取）.12精品w o r d 学习资料 可编辑资料-精心整理-欢迎下载-第 2 页，共 26 页文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3（一）担保人基本情况.12（二）担保人的财务和资信状况.13（三）担保人为本次发债出具的担保函.13附表一：重大合同统计汇总表.14附表二：贷款合同汇总表 .15附表三：担保情况汇总 .16附表四：土地汇总表 .17附表五：房产汇总表 .18附表六：土地租赁汇总表 .19附表七：在建工程汇总表 .20附表八：房屋租赁汇总表 .21附表九：知识产权汇总表 .22附表十：诉讼、仲裁和行政处罚汇总表.24精品w o r d 学习资料 可编辑资料-精心整理-欢迎下载-第 3 页，共 26 页文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3说明：1、河南明商律师事务所（以下简称“本所”）接受*（以下简称“贵公司”或“公司”）的委托，就为贵公司中小企业私募债项目（以下简称“本次项目”）提供相关法律服务。为了解相关情况并开展下一步工作，需要贵公司提供以下文件资料，该等文件资料是本所律师向贵公司提供法律服务的重要依据。2、贵公司应书面保证所提供的文件资料真实、准确、完整、无虚假陈述或重大遗漏。3、贵公司应按本所律师的需要提供文件资料的正本、副本原件及复印件，并保证所提供文件资料的副本与正本、复印件与原件相符且内容一致。4、本所及本所律师按照法律规定及与贵公司之间的约定，对贵公司提供的文件资料承担相应的保密义务。精品w o r d 学习资料 可编辑资料-精心整理-欢迎下载-第 4 页，共 26 页文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3致：根据中华人民共和国公司法（以下简称公司法）、中华人民共和国证劵法（以下简称 证劵法、深圳证券交易所中小企业私募债券业务试点办法（以下简称业务试点办法等相关法律、法规及规范性文件之规定，本所律师在为贵公司本次项目提供法律服务过程中，需要贵公司提供如下文件和资料，请尽快按下列清单提供文件和资料，如不能提供，请以书面形式说明。精品w o r d 学习资料 可编辑资料-精心整理-欢迎下载-第 5 页，共 26 页文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 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ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3一、发行人基本情况调查（一）公司设立情况1、发行人设立时的全套工商登记资料2、设立时涉及的国资部门、行业主管部门、外商投资管理部门、工商管理部门的审批手续或审批文件（如有）3、股东以实物资产、土地使用权、专利等非货币资产出资时办理移交手续证明文件，包括但不限于资产评估报告、资产交接文件、产权变更登记或备案文件，共同签署的资产清单。若未办理手续的，请公司书面说明资产移交情况。（二）公司存续期间变更情况1、公司设立至今股东历次股权转让的资料，包括但不限于：（1）股权转让协议。（2）关于股权转让的董事会决议和股东会决议。（3）有关主管部门的批准文件和批准证书（如有）。（4）资产评估报告或者审计报告（如有）。（5）股权转让对价的支付凭证。（6）股东变更登记的工商登记。2、公司设立至今的历次增（减）资材料，包括但不限于：（若有）（1）增（减）资协议。（2）关于增（减）资的董事会和股东会决议。精品w o r d 学习资料 可编辑资料-精心整理-欢迎下载-第 6 页，共 26 页文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3（3）资产评估报告、验资报告或者审计报告。（4）付款凭证及资产评估。（5）有关主管部门的批准证书和批准文件。（6）注册资本变更登记的工商登记文件。3、公司历次资产重组、并购（含吸收合并）的股东会决议、协议、审计报告、评估报告及其他相关文件。（如有）（三）公司股东情况1、股东简介，请提供身份证或企业法人营业执照，其中控股股东（无论单独或是合并控股情形，直接或者间接情形）须提供企业法人营业执照、验资报告、章程。2、股东之间的关联关系，及历任股东与现行股东的关联关系。3、说明股东有无对外投资，如有，其所投资的企业名单、企业法人营业执照、验资报告、章程。（四）公司全资、控股、参股企业的基本情况1、以图表方式说明持股关系和持股比例。2、以企业成立和历次变更的企业法人营业执照、出资协议、章程、资产状况、主营业务。（五）公司主要资产1、公司财务基本账户、税务登记证、机构代码证2、发行人的房产证、土地证、商标注册证、专利权证书；公司资产精品w o r d 学习资料 可编辑资料-精心整理-欢迎下载-第 7 页，共 26 页文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3已抵押或质押情况3、商标、专利、专有技术、特许经营权等许可使用合同（六）董监高基本情况请提供董事、监事、高级管理人员的情况资料，主要包括：1、姓名及国籍；2、性别；3、年龄；4、学历；5、职称；6、主要业务简历7、曾经担任的重要职务及任期；8、在公司担任的现任职务。（七）同业竞争情况1、关联方【主要股东（持股5%以上股东）、公司高管、公司董事、控股股东、实际控制人及其控制的企业】主营业务情况说明（除拟发行主体以外的全部公司）2、关联方【主要股东（持股5%以上股东）、公司高管、公司董事、控股股东、实际控制人及其控制的企业】的完整工商档案（仅限法人）、近两年的财务报告（如有）精品w o r d 学习资料 可编辑资料-精心整理-欢迎下载-第 8 页，共 26 页文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3文档编码:CT1N5Z10B1M4 HQ3G6R4D2T6 ZP2J4Q9N2N3