胡壮麟语言学习知识教学方案计划教育教程第四版记录材料资料.doc
-!Chapter 1 Invitations to Linguistics1.3Design features of languageThe features that define our human languages can be called design features which can distinguish human language from any animal system of communication.1.3.1ArbitrarinessArbitrariness refers to the fact that the forms of linguistic signs bear no natural relationship to their meanings.1.3.2DualityDuality refers to the property of having two levels of structures, such that units of the primary level are composed of elements of the secondary level and each of the two levels has its own principles of organization.1.3.3CreativityCreativity means that language is resourceful because of its duality and its recursiveness. Recursiveness refers to the rule which can be applied repeatedly without any definite limit. The recursive nature of language provides a theoretical basis for the possibility of creating endless sentences.1.3.4DisplacementDisplacement means that human languages enable their users to symbolize objects, events and concepts which are not present (in time and space) at the moment of conversation.加1 Discreteness(可分离性)Each sound in the language is treated as discrete.加2 Iconicity拟象性: the direct/non-arbitrary/non-symbolic relation between meaning and form. There are resemblances between the language form and what they refer to. That relationship is called icon. Iconicity exists in sounds, lexicons and syntax. It is the motivation between language forms and meanings. It is a relation of resemblance between language form and what they refer to.1.5Functions of languageAs is proposed by Jacobson, language has six functions:1.Referential: to convey message and information;2.Poetic: to indulge in language for its own sake;3.Emotive: to express attitudes, feelings and emotions;4.Conative: to persuade and influence others through commands and entreaties;5.Phatic: to establish communion with others;6.Metalingual: to clear up intentions, words and meanings.Halliday (1994) proposes a theory of metafunctions of language. It means that language has three metafunctions:1.Ideational function: to convey new information, to communicate a content that is unknown to the hearer;2.Interpersonal function: embodying all use of language to express social and personal relationships;3.Textual function: referring to the fact that language has mechanisms to make any stretch of spoken and written discourse into a coherent and unified text and make a living passage different from a random list of sentences.According to Hu Zhuanglin, language has at least seven functions:1.5.1InformativeThe informative function means language is the instrument of thought and people often use it to communicate new information.1.5.2Interpersonal functionThe interpersonal function means people can use language to establish and maintain their status in a society.1.5.3PerformativeThe performative function of language is primarily to change the social status of persons, as in marriage ceremonies, the sentencing of criminals, the blessing of children, the naming of a ship at a launching ceremony, and the cursing of enemies.1.5.4Emotive functionThe emotive function is one of the most powerful uses of language because it is so crucial in changing the emotional status of an audience for or against someone or something.1.5.5Phatic communionThe phatic communion means people always use some small, seemingly meaningless expressions such as Good morning, God bless you, Nice day, etc., to maintain a comfortable relationship between people without any factual content.1.5.6Recreational functionThe recreational function means people use language for the sheer joy of using it, such as a babys babbling or a chanters chanting.1.5.7Metalingual functionThe metalingual function means people can use language to talk about itself. E.g. I can use the word “book” to talk about a book, and I can also use the expression “the word book” to talk about the sign “b-o-o-k” itself.1.6What is linguistics?Linguistics is the scientific study of language. It studies not just one language of any one community, but the language of all human beings.1.7Main branches of linguistics1.7.1PhoneticsPhonetics is the study of speech sounds, it includes three main areas: articulatory phonetics, acoustic phonetics, and auditory phonetics.1.7.2PhonologyPhonology studies the rules governing the structure, distribution, and sequencing of speech sounds and the shape of syllables.1.7.3MorphologyMorphology studies the minimal units of meaning morphemes and word-formation processes.1.7.4SyntaxSyntax refers to the rules governing the way words are combined to form sentences in a language, or simply, the study of the formation of sentences. 1.7.5SemanticsSemantics examines how meaning is encoded in a language.1.7.6PragmaticsPragmatics is the study of meaning in context.1.8Macrolinguistics1.8.1Psycholinguistics1.8.2Sociolinguistics1.8.3Anthropological linguistics1.8.4Computational linguistics1.9Important distinctions in linguistics1.9.1Descriptive vs. prescriptiveTo say that linguistics is a descriptive science is to say that the linguist tries to discover and record the rules to which the members of a language-community actually conform and does not seek to impose upon them other rules, or norms, of correctness.Prescriptive linguistics aims to lay down rules for the correct use of language and settle the disputes over usage once and for all.For example, “Dont say X.” is a prescriptive command; “People dont say X.” is a descriptive statement. The distinction lies in prescribing how things ought to be and describing how things are. In the 18th century, all the main European languages were studied prescriptively. However, modern linguistics is mostly descriptive because the nature of linguistics as a science determines its preoccupation with description instead of prescription.1.9.2Synchronic vs. diachronicA synchronic study takes a fixed instant (usually at present) as its point of observation. Saussures diachronic description is the study of a language through the course of its history. E.g. a study of the features of the English used in Shakespeares time would be synchronic, and a study of the changes English has undergone since then would be a diachronic study. In modern linguistics, synchronic study seems to enjoy priority over diachronic study. The reason is that unless the various state of a language are successfully studied it would be difficult to describe the changes that have taken place in its historical development.1.9.3Langue & paroleSaussure distinguished the linguistic competence of the speaker and the actual phenomena or data of linguistics as langue and parole. Langue is relative stable and systematic, parole is subject to personal and situational constraints; langue is not spoken by an individual, parole is always a naturally occurring event. What a linguist should do, according to Saussure, is to draw rules from a mass of confused facts, i.e. to discover the regularities governing all instances of parole and make them the subject of linguistics.1.9.4Competence and performanceAccording to Chomsky, a language users underlying knowledge about the system of rules is called the linguistic competence, and the actual use of language in concrete situations is called performance. Competence enables a speaker to produce and understand and indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speakers competence is stable while his performance is often influenced by psychological and social factors. So a speakers performance does not always match his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance. Chomskys competence-performance distinction is not exactly the same as, though similar to, Saussures langue-parole distinction. Langue is a social product and a set of conventions of a community, while competence is deemed as a property of mind of each individual. Saussure looks at language more from a sociological or sociolinguistic point of view than Chomsky since the latter deals with his issues psychologically or psycholinguistically.1.9.5Etic vs. emicBeing etic means researchers making far too many, as well as behaviorally and inconsequential, differentiations, just as often the case with phonetics vs. phonemics analysis in linguistics proper.An emic set of speech acts and events must be one that is validated as meaningful via final resource to the native members of a speech community rather than via appeal to the investigators ingenuity or intuition alone.Chapter 2 Speech Sounds2.1Speech production and perceptionPhonetics is the study of speech sounds. It includes three main areas:1.Articulatory phonetics the study of the production of speech sounds2.Acoustic phonetics the study of the physical properties of the sounds produced in speech3.Auditory phonetics the study of perception of speech soundsMost phoneticians are interested in articulatory phonetics.2.3Segments, divergences, and phonetic transcription2.3.2Phonetic transcriptionInternational Phonetic Alphabet (IPA): the system of symbols for representing the pronunciation of words in any language according to the principles of the International Phonetic Association. The symbols consist of letters and diacritics. Some letters are taken from the Roman alphabet, some are special symbols.2.4Consonants2.4.3Manners of articulation1.Stop/plosive: 2.Fricative: 3.(Median) approximant: 4.Lateral (approximant): 2.4.4Places of articulation1.Bilabial: A speech sound which is made with the two lips.2.Labiodental: A speech sound which is made with the lower lip and the upper front teeth.3.Dental: A speech sound which is made by the tongue tip or blade and the upper front teeth.4.Alveolar: A speech sound which is made with the tongue tip or blade and the alveolar ridge.5.Postalveolar: A speech sound which is made with the tongue tip and the back of the alveolar ridge.6.Retroflex: A speech sound which is made with the tongue tip or blade curled back so that the underside of the tongue tip or blade forms a stricture with the back of the alveolar ridge or the hard palate.7.Palatal: A speech sound which is made with the front of the tongue and the hard palate.8.Velar: A speech sound which is made with the back of the tongue and the soft palate.9.Uvular: A speech sound which is made with the back of the tongue and the uvula, the short projection of the soft tissue and muscle at the posterior end of the velum.10.Pharyngeal: A speech sound which is made with the root of the tongue and the walls of the pharynx.11.Glottal: A speech sound which is made with the two pieces of vocal folds pushed towards each other.2.4.5The consonants of EnglishReceived Pronunciation (RP): The type of British Standard English pronunciation which has been regarded as the prestige variety and which shows no regional variation. It has often been popularly referred to as “BBC English” or “Oxford English” because it is widely used in the private sector of the education system and spoken by most newsreaders of the BBC network.A chart of English consonantsManner of articulationPlace of articulationBilabialLabio-dentalDentalAlveolarPost-alveolarPalatalVelarGlottalStopNasalFricativeApproximantLateralAffricatep voiceless bilabial stopb voiced bilabial stops voiceless alveolar fricativez voiced alveolar fricativem bilabial nasaln alveolar nasall alveolar lateralj palatal approximanth glottal fricativer alveolar approximantChapter 3 Lexicon3.1What is word?1.What is a lexeme?A lexeme is the smallest unit in the meaning system of a language that can be distinguished from other similar units. It is an abstract unit. It can occur in many different forms in actual spoken or written sentences, and is regarded as the same lexeme even when inflected. E.g. the word “write” is the lexeme of “write, writes, wrote, writing and written.”2.What is a morpheme?A morpheme is the smallest unit of language in terms of relationship between expression and content, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning, whether it is lexical or grammatical. E.g. the word “boxes” has two morphemes: “box” and “es,” neither of which permits further division or analysis shapes if we dont want to sacrifice its meaning.3.What is an allomorph?An allomorph is the alternate shapes of the same morpheme. E.g. the variants of the plurality “-s” makes the allomorphs thereof in the following examples: map maps, mouse mice, ox oxen, tooth teeth, etc.4.What is a word?A word is the smallest of the linguistic units that can constitute, by itself, a complete utterance in speech or writing.3.1.1Three senses of “word”1.A physically definable unit2.The common factor underlying a set of forms3.A grammatical unit3.1.2Identification of words1.Stability2.Relative uninterruptibility3.A minimum free form3.1.3Classification of words1.Variable and invariable words2.Grammatical words and lexical words3.Closed-class words and open-class words4.Word class3.2The formation of word3.2.1Morpheme and morphologyMorphology studies the internal structure of words, and the rules by which words are formed.3.2.2Types of morphemes1.Free morpheme and bound morphemeFree morphemes: Those which may occur alone, that is, those which may constitute words by themselves, are free morphemes.Bound morphemes: Those which must appear with at least another morpheme are called bound morphemes.2.Root, affix and stemA root is the base form of a word that cannot further be analyzed. An affix is the collective term for the type of formative that can be used only when added to another morpheme. A stem is any morpheme or combination of morphemes to which an inflectional affix can be added.3.Inflectional affix and derivational affixInflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect and case, which do not change the grammatical class of the stems to which they are attached.The distinction between inflectional affixes and derivational affixes is sometimes known as a distinction between inflectional morphemes and derivational morphemes. We can tell the difference between them with the following ways:(1)Inflect
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Chapter 1 Invitations to Linguistics
1.3 Design features of language
The features that define our human languages can be called design features which can distinguish human language from any animal system of communication.
1.3.1 Arbitrariness
Arbitrariness refers to the fact that the forms of linguistic signs bear no natural relationship to their meanings.
1.3.2 Duality
Duality refers to the property of having two levels of structures, such that units of the primary level are composed of elements of the secondary level and each of the two levels has its own principles of organization.
1.3.3 Creativity
Creativity means that language is resourceful because of its duality and its recursiveness. Recursiveness refers to the rule which can be applied repeatedly without any definite limit. The recursive nature of language provides a theoretical basis for the possibility of creating endless sentences.
1.3.4 Displacement
Displacement means that human languages enable their users to symbolize objects, events and concepts which are not present (in time and space) at the moment of conversation.
加1 Discreteness(可分离性)Each sound in the language is treated as discrete.
加2 Iconicity拟象性: the direct/non-arbitrary/non-symbolic relation between meaning and form. There are resemblances between the language form and what they refer to. That relationship is called icon. Iconicity exists in sounds, lexicons and syntax. It is the motivation between language forms and meanings. It is a relation of resemblance between language form and what they refer to.
1.5 Functions of language
As is proposed by Jacobson, language has six functions:
1. Referential: to convey message and information;
2. Poetic: to indulge in language for its own sake;
3. Emotive: to express attitudes, feelings and emotions;
4. Conative: to persuade and influence others through commands and entreaties;
5. Phatic: to establish communion with others;
6. Metalingual: to clear up intentions, words and meanings.
Halliday (1994) proposes a theory of metafunctions of language. It means that language has three metafunctions:
1. Ideational function: to convey new information, to communicate a content that is unknown to the hearer;
2. Interpersonal function: embodying all use of language to express social and personal relationships;
3. Textual function: referring to the fact that language has mechanisms to make any stretch of spoken and written discourse into a coherent and unified text and make a living passage different from a random list of sentences.
According to Hu Zhuanglin, language has at least seven functions:
1.5.1 Informative
The informative function means language is the instrument of thought and people often use it to communicate new information.
1.5.2 Interpersonal function
The interpersonal function means people can use language to establish and maintain their status in a society.
1.5.3 Performative
The performative function of language is primarily to change the social status of persons, as in marriage ceremonies, the sentencing of criminals, the blessing of children, the naming of a ship at a launching ceremony, and the cursing of enemies.
1.5.4 Emotive function
The emotive function is one of the most powerful uses of language because it is so crucial in changing the emotional status of an audience for or against someone or something.
1.5.5 Phatic communion
The phatic communion means people always use some small, seemingly meaningless expressions such as Good morning, God bless you, Nice day, etc., to maintain a comfortable relationship between people without any factual content.
1.5.6 Recreational function
The recreational function means people use language for the sheer joy of using it, such as a baby’s babbling or a chanter’s chanting.
1.5.7 Metalingual function
The metalingual function means people can use language to talk about itself. E.g. I can use the word “book” to talk about a book, and I can also use the expression “the word book” to talk about the sign “b-o-o-k” itself.
1.6 What is linguistics?
Linguistics is the scientific study of language. It studies not just one language of any one community, but the language of all human beings.
1.7 Main branches of linguistics
1.7.1 Phonetics
Phonetics is the study of speech sounds, it includes three main areas: articulatory phonetics, acoustic phonetics, and auditory phonetics.
1.7.2 Phonology
Phonology studies the rules governing the structure, distribution, and sequencing of speech sounds and the shape of syllables.
1.7.3 Morphology
Morphology studies the minimal units of meaning – morphemes and word-formation processes.
1.7.4 Syntax
Syntax refers to the rules governing the way words are combined to form sentences in a language, or simply, the study of the formation of sentences.
1.7.5 Semantics
Semantics examines how meaning is encoded in a language.
1.7.6 Pragmatics
Pragmatics is the study of meaning in context.
1.8 Macrolinguistics
1.8.1 Psycholinguistics
1.8.2 Sociolinguistics
1.8.3 Anthropological linguistics
1.8.4 Computational linguistics
1.9 Important distinctions in linguistics
1.9.1 Descriptive vs. prescriptive
To say that linguistics is a descriptive science is to say that the linguist tries to discover and record the rules to which the members of a language-community actually conform and does not seek to impose upon them other rules, or norms, of correctness.
Prescriptive linguistics aims to lay down rules for the correct use of language and settle the disputes over usage once and for all.
For example, “Don’t say X.” is a prescriptive command; “People don’t say X.” is a descriptive statement. The distinction lies in prescribing how things ought to be and describing how things are. In the 18th century, all the main European languages were studied prescriptively. However, modern linguistics is mostly descriptive because the nature of linguistics as a science determines its preoccupation with description instead of prescription.
1.9.2 Synchronic vs. diachronic
A synchronic study takes a fixed instant (usually at present) as its point of observation. Saussure’s diachronic description is the study of a language through the course of its history. E.g. a study of the features of the English used in Shakespeare’s time would be synchronic, and a study of the changes English has undergone since then would be a diachronic study. In modern linguistics, synchronic study seems to enjoy priority over diachronic study. The reason is that unless the various state of a language are successfully studied it would be difficult to describe the changes that have taken place in its historical development.
1.9.3 Langue & parole
Saussure distinguished the linguistic competence of the speaker and the actual phenomena or data of linguistics as langue and parole. Langue is relative stable and systematic, parole is subject to personal and situational constraints; langue is not spoken by an individual, parole is always a naturally occurring event. What a linguist should do, according to Saussure, is to draw rules from a mass of confused facts, i.e. to discover the regularities governing all instances of parole and make them the subject of linguistics.
1.9.4 Competence and performance
According to Chomsky, a language user’s underlying knowledge about the system of rules is called the linguistic competence, and the actual use of language in concrete situations is called performance. Competence enables a speaker to produce and understand and indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speaker’s competence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance does not always match his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance. Chomsky’s competence-performance distinction is not exactly the same as, though similar to, Saussure’s langue-parole distinction. Langue is a social product and a set of conventions of a community, while competence is deemed as a property of mind of each individual. Saussure looks at language more from a sociological or sociolinguistic point of view than Chomsky since the latter deals with his issues psychologically or psycholinguistically.
1.9.5 Etic vs. emic
Being etic means researchers’ making far too many, as well as behaviorally and inconsequential, differentiations, just as often the case with phonetics vs. phonemics analysis in linguistics proper.
An emic set of speech acts and events must be one that is validated as meaningful via final resource to the native members of a speech community rather than via appeal to the investigator’s ingenuity or intuition alone.
Chapter 2 Speech Sounds
2.1 Speech production and perception
Phonetics is the study of speech sounds. It includes three main areas:
1. Articulatory phonetics – the study of the production of speech sounds
2. Acoustic phonetics – the study of the physical properties of the sounds produced in speech
3. Auditory phonetics – the study of perception of speech sounds
Most phoneticians are interested in articulatory phonetics.
2.3 Segments, divergences, and phonetic transcription
2.3.2 Phonetic transcription
International Phonetic Alphabet (IPA): the system of symbols for representing the pronunciation of words in any language according to the principles of the International Phonetic Association. The symbols consist of letters and diacritics. Some letters are taken from the Roman alphabet, some are special symbols.
2.4 Consonants
2.4.3 Manners of articulation
1. Stop/plosive:
2. Fricative:
3. (Median) approximant:
4. Lateral (approximant):
2.4.4 Places of articulation
1. Bilabial: A speech sound which is made with the two lips.
2. Labiodental: A speech sound which is made with the lower lip and the upper front teeth.
3. Dental: A speech sound which is made by the tongue tip or blade and the upper front teeth.
4. Alveolar: A speech sound which is made with the tongue tip or blade and the alveolar ridge.
5. Postalveolar: A speech sound which is made with the tongue tip and the back of the alveolar ridge.
6. Retroflex: A speech sound which is made with the tongue tip or blade curled back so that the underside of the tongue tip or blade forms a stricture with the back of the alveolar ridge or the hard palate.
7. Palatal: A speech sound which is made with the front of the tongue and the hard palate.
8. Velar: A speech sound which is made with the back of the tongue and the soft palate.
9. Uvular: A speech sound which is made with the back of the tongue and the uvula, the short projection of the soft tissue and muscle at the posterior end of the velum.
10. Pharyngeal: A speech sound which is made with the root of the tongue and the walls of the pharynx.
11. Glottal: A speech sound which is made with the two pieces of vocal folds pushed towards each other.
2.4.5 The consonants of English
Received Pronunciation (RP): The type of British Standard English pronunciation which has been regarded as the prestige variety and which shows no regional variation. It has often been popularly referred to as “BBC English” or “Oxford English” because it is widely used in the private sector of the education system and spoken by most newsreaders of the BBC network.
A chart of English consonants
Manner of articulation
Place of articulation
Bilabial
Labio-
dental
Dental
Alveolar
Post-
alveolar
Palatal
Velar
Glottal
Stop
Nasal
Fricative
Approximant
Lateral
Affricate
[p] voiceless bilabial stop
[b] voiced bilabial stop
[s] voiceless alveolar fricative
[z] voiced alveolar fricative
[m] bilabial nasal
[n] alveolar nasal
[l] alveolar lateral
[j] palatal approximant
[h] glottal fricative
[r] alveolar approximant
Chapter 3 Lexicon
3.1 What is word?
1. What is a lexeme?
A lexeme is the smallest unit in the meaning system of a language that can be distinguished from other similar units. It is an abstract unit. It can occur in many different forms in actual spoken or written sentences, and is regarded as the same lexeme even when inflected. E.g. the word “write” is the lexeme of “write, writes, wrote, writing and written.”
2. What is a morpheme?
A morpheme is the smallest unit of language in terms of relationship between expression and content, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning, whether it is lexical or grammatical. E.g. the word “boxes” has two morphemes: “box” and “es,” neither of which permits further division or analysis shapes if we don’t want to sacrifice its meaning.
3. What is an allomorph?
An allomorph is the alternate shapes of the same morpheme. E.g. the variants of the plurality “-s” makes the allomorphs thereof in the following examples: map – maps, mouse – mice, ox – oxen, tooth – teeth, etc.
4. What is a word?
A word is the smallest of the linguistic units that can constitute, by itself, a complete utterance in speech or writing.
3.1.1 Three senses of “word”
1. A physically definable unit
2. The common factor underlying a set of forms
3. A grammatical unit
3.1.2 Identification of words
1. Stability
2. Relative uninterruptibility
3. A minimum free form
3.1.3 Classification of words
1. Variable and invariable words
2. Grammatical words and lexical words
3. Closed-class words and open-class words
4. Word class
3.2 The formation of word
3.2.1 Morpheme and morphology
Morphology studies the internal structure of words, and the rules by which words are formed.
3.2.2 Types of morphemes
1. Free morpheme and bound morpheme
Free morphemes: Those which may occur alone, that is, those which may constitute words by themselves, are free morphemes.
Bound morphemes: Those which must appear with at least another morpheme are called bound morphemes.
2. Root, affix and stem
A root is the base form of a word that cannot further be analyzed. An affix is the collective term for the type of formative that can be used only when added to another morpheme. A stem is any morpheme or combination of morphemes to which an inflectional affix can be added.
3. Inflectional affix and derivational affix
Inflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect and case, which do not change the grammatical class of the stems to which they are attached.
The distinction between inflectional affixes and derivational affixes is sometimes known as a distinction between inflectional morphemes and derivational morphemes. We can tell the difference between them with the following ways:
(1) Inflect
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