最新FIDIC(99版红皮书-中英文)由业主设计的房屋和工程施工合同条件-第1部分.doc

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1、Four short words sum up what has lifted most successful individuals above the crowd: a little bit more.-author-dateFIDIC(99版红皮书-中英文)由业主设计的房屋和工程施工合同条件-第1部分Conditions of Contract for Consrtuction for Building and Engineering Works Designed by the EmployerConditions of Contract for Consrtuction for Bui

2、lding and Engineering Works Designed by the Employer 由业主设计的房屋和工程施工合同条件 （新红皮书）1999年9月，FIDIC标准合同条件 编者注：施工合同条件（新红皮书）的全称是：由业主设计的房屋和工程施工合同条件（Conditions of Contract for Construction for Building and Engineering Works Designed by the Employer）；该文件推荐用于有雇主或其代表工程师设计的建筑或工程项目，主要用于单价合同。在这种合同形式下，通常由工程师负责监理，由承包商按照

3、雇主提供的设计施工，但也可以包含由承包商设计的土木、机械、电气和构筑物的某些部分. 施工合同条件（Condition of Contract for Construction，简称“新红皮书”） 新红皮书与原红皮书相对应，但其名称改变后合同的适用范围更大。该合同主要用于由业主设计的或由咨询工程师设计的房屋建筑工程（Building Works）和土木工程（Engineering Works）。 目 录1 一般规定 General Provisions1.1 定义Definitions1.2 解释Interpretation1.3 通讯联络Communications1.4 法律和语言Law a

4、nd Language1.5 文件的优先次序Priority of documents1.6 合同协议书Contract Agreement1.7 转让Assignment1.8 文件的保管和提供Care and Supply of documents1.9 拖延的图纸或指示Delayed Drawings or Instructions1.10 雇主使用承包商的文件Employers Use of Contractors documents1.11 承包商使用雇主的文件Contractors Use of Employers documents1.12 保密事项Confidential De

5、tails1.13 遵守法律Compliance with Laws1.14 共同的与各自的责任Joint and Several Liability2 雇主 THE EMPLOYER2.1 进入现场的权利Right of Access to the Site2.2 许可、执照和批准Permits, Licences or Approval2.3 雇主的人员Employers Personnel2.4 雇主的资金安排Employers Financial Arrangements2.5 雇主的索赔Employers Claims3 工程师 the engineer3.1 工程师的职责和权力En

6、gineers Duties and Authority3.2 工程师的授权Delegation by the Engineer3.3 工程师的指示Instructions of the Engineer3.4 工程师的撤换Replacement of the Engineer3.5 决定Determinations4 承包商 The Contractor4.1 承包商的一般义务Contractors General Obligations4.2 履约保证Performance Security4.3 承包商的代表Contractors Representative4.4 分包商subcont

7、ractors4.5 分包合同利益的转让Assignment of Benefit of Subcontract4.6 合作Co-operation4.7 放线Setting Out4.8 安全措施Safety Procedures4.9 质量保证Quality Assurance4.10 现场数据Site Data4.11 接受的合同款额的完备性Sufficiency of the Accepted Contract Amount4.12 不可预见的外界条件Unforeseeable Physical Conditions4.13 道路通行权和设施Rights of Way and Faci

8、lities4.14 避免干扰Avoidance of Interference4.15 进场路线Access Route4.16 货物的运输Transport of Goods4.17 承包商的设备Contractors Equipment4.18 环境保护Protection of the environment4.19 电、水、气Electricity, Water and Gas4.20 雇主的设备和免费提供的材料Employers Equipment and Free-Issue Material4.21 进度报告Progress Reports4.22 现场保安Security o

9、f the Site4.23 承包商的现场工作Contractors Operations on Site4.24 化石Fossils5 指定分包商 Nominated Subcontractors5.1 指定分包商的定义Definition of nominated Subcontractor5.2 对指定的反对Objection to Nomination5.3 对指定分包商的支付Payments to nominated Subcontractors5.4 支付的证据Evidence of Payments6 职员和劳工 Staff and Labour6.1 职员和劳工的雇用Engag

10、ement of Staff and Labour6.2 工资标准和劳动条件Rates of Wages and Conditions of Labour6.3 为他人提供服务的人员Persons in the Service of Employer6.4 劳动法Labour Laws6.5 工作时间Working hours6.6 为职员和劳工提供的设施Health and Safety6.7 健康和安全Health and Safety6.8 承包商的监督Contractors Superintendence6.9 承包商的人员Contractors Personnel6.10 承包商的人

11、员和设备的记录Records of Contractors Personnel and Equipment6.11 妨碍治安的行为Disorderly Conduct7 永久设备、材料和工艺 Plant Materials and Workmanship7.1 实施方式Manner of Execution7.2 样本Samples7.3 检查Inspection7.4 检验Testing7.5 拒收Rejection7.6 补救工作Remedial Work7.7 对永久设备和材料的拥有权Ownership of Plant and Materials7.8 矿区使用费Royalties8

12、开工、延误和暂停 Commencement, Delays and Susn8.1 工程的开工Commencement of Works8.2 竣工时间Time for Completion8.3 进度计划Programme8.4 竣工时间的延长 Extension of Time for Completion8.5 由公共当局引起的延误Delays Caused by Authorities8.6 进展速度Rate of Progress8.7 误期损害赔偿费Delay Damages8.8 工程暂停Susn of Work8.9 暂停引起的后果 8.10 暂停时对永久设备和材料的支付8.1

13、1 持续的暂停 Prolonged Susn8.12 复工 Resumption of Work9 竣工检验 Tests On Completion9.1 承包商的义务Contractors Obligations9.2 延误的检验 Delayed Tests9.3 重新检验 Retesting9.4 未能通过竣工检验 Failure to Pass Tests on completion10 雇主的接收 Employers Taking Over10.1 对工程和区段的接收Taking Over of the Works and Sections10.2 对部分工程的接收 Taking Ov

14、er of parts of the Works10.3 对竣工检验的干扰 Interference with Tests on Completion10.4 地表需要恢复原状 Surfaces Requiring Reinstatement11 缺陷责任 Defects Liability11.1 完成扫尾工作和修补缺陷Completion of Outstanding Work and Remedying Defects11.2 修补缺陷的费用 11.3 缺陷通知期的延长 Extension of Defects Notification Period11.4 未能补救缺陷 Failure

15、 to Remedy Defects11.5 清除有缺陷的部分工程Removal of Defective Work11.6 进一步的检验 Further Tests11.7 进入权 Right of Access11.8 承包商的检查 Contractor to Search11.9 履约证书 Performance Certificate11.10 未履行的义务 Unfulfilled Obligations11.11 现场的清理 Clearance of Site12 测量和估价 Measurement and Evaluation12.1 需测量的工程 Works to be Meas

16、ured12.2 测量方法 Method of Measurement12.3 估价 Evaluation12.4 省略 Omissions13 变更和调整 Variations and Adjustments13.1 有权变更 Right to Vary13.2 价值工程 value Engineering13.3 变更程序 Variation Procedure13.4 以适用的货币支付 Payment in Applicable Currencies13.5 暂定金额 Provisional Sums13.6 计日工 Daywork13.7 法规变化引起的调整 Adjustments f

17、or changes in Lesgislation13.8 费用变化引起的调整 Adjustments for Changes in the Cost14 合同价格和支付 Contractor price and Payment141 合同价格 The contractor Price142 预付款 Advance Payment143 期中支付证书的申请 Application for Interim Payment Certificates144 支付表 Schedule of Payments145 用于永久工程的永久设备和材料 Plant and Materials146 期中支付证

18、书的颁发 Issue of Interim Payment Certificates147 支付 Payment148 延误的支付 Delayed Payment149 保留金的支付 Payment of Retention money1410 竣工报表 Statement of Completion1411 申请最终支付证书 Application for Final Payment Certificate1412 结清单 Discharge 1413 最终支付证书的颁发 Issue of Final Payment Certificate1414 雇主责任的终止 Cessation of

19、Employers Liability1415 支付的货币 Currencies of Payment15 雇主提出终止 Termination by Employer151 通知改正 Notice to Correct152 雇主提出终止 Termination by Employer153 终止日期时的估价 154 终止后的支付 Payment after Termination155 雇主终止合同的权力 Suspens on and Termination by Contractor16 承包商提出暂停和终止 Contractors Entitlement to Suspend Work

20、161 承包商有权暂停工作 Contractors Entitlement to Suspend Work162 承包商提出终止 Termination by Contractor163 停止工作及承包商的设备的撤离 Cessation of Work and Removal of Contractors Equipment164 终止时的支付 Payment on Termination17 风险和责任 Risk and Responsibility171 保障 Indemnities172 承包商对工程的照管 Contractors Care of the Works173 雇主的风险 E

21、mployers Risks174 雇主的风险造成的后果 Consequences of Employers rirks175 知识产权和工业产权 Intellectual and Industrial Property Rights176 责任限度 Limitation of Liability18 保险 Insurance181 有关保险的总体要求 General Requirements for insurances182 工程和承包商的设备的保险 Insurance for Works and Contractors equipment 183 人员伤亡和财产损害的保险 Insuran

22、ce against Injury to Persons and Damage under to Property 184 承包商的人员的保险 Insurance for Contractors Personnel19 不可抗力 Force Majeure191 不可抗力的定义 Defination of Force Majeure192 不可抗力的通知 Notice of Force Majeure193 减少延误的责任 Duty to Minimise Delay194 不可抗力引起的后果 Consequences of Force Majeure195 不可抗力对分包商的影响 Force

23、 Majeure Affecting Subcontractor196 可选择的终止、支付和返回 Optional Termination, Payment and Release197 根据法律解除履约 Release from Performance under the Law20 索赔、争端和仲裁 Claim, Disputes and Arbitration201 承包商的索赔 Contractors Claims202 争端裁决委员会的委任 Appointment of the Dispute Adjudication Board203 未能同意争端裁决委员会的委任 Failure

24、to Agree Dispute Adjudication Board204 获得争端裁决委员会的决定 Obtaining Dispute Adjudication Boards Decision205 友好解决 Amicable both Settlement206 仲裁 Arbitration207 未能遵守争端裁决委员会的决定 Failure to Comply with Dispute Adjudication Boards Decision 208 争端裁决委员会的委任期满 Expiry of Dispute Adjudication Boards Appointment 附件 争端

25、裁决协议书的通用条件 48General Conditions of Dispute Adjudication Agreement 通用条件General Conditions1. 一般规定General Provisions1.1 定义Definitions在包括专用条件和本通用条件的合同条件（“本合同条件”）中，以下措辞和用语的含义如下所述。除非上下文中另有要求，指当事人和当事各方的词包括公司和其它法律实体。In the Conditions of Contract (these Conditions), which include Particular Conditions and th

26、ese General Conditions, the following words and expressions shall have the meanings stated. Words indicating persons or parties include corporations and other legal entities, except where the context requires otherwise. 1.1.1 合同 The Contract1.1.1.1“合同(Contract)”指合同协议书、中标函、投标函、本合同条件、规范、图纸、资料表、以及在合同协议

27、书或中标函中列明的其它进一步的文件(如有时)。Contract means the Contract Agreement, the Letter of Acceptance, the Letter of Tender, these Conditions, the Specification, the Drawings, the Schedules, and the further documents (if any) which are listed in the Contract Agreement or in the Letter of Acceptance. 1.1.1.2“合同协议书(

28、Contract Agreement)”指第1.6款【合同协议】中所说明的合同协议(如有时)。Contract Agreement means the contract agreement (if any) referred to in Sub-Clause 1.6 Contract Agreement. 1.1.1.3“中标函(Letter of Acceptance)”指雇主对投标文件签署的正式接受函，包括其后所附的备忘录(由合同各方达成并签定的协议构成)。在没有此中标函的情况下，“中标函”一词就指合同协议书，颁发或接收中标函的日期就指双方签订合同协议书的日期。Letter of Acce

29、ptance means the letter of formal acceptance, signed by the Employer, of the Letter of Tender, including any annexed memoranda comprising agreements between and signed by both Parties. If there is no such letter of acceptance, the expression Letter of Acceptance means the Contract Agreement and the

30、date of issuing or receiving the Letter of Acceptance means the date of signing the Contract Agreement. 1.1.1.4“投标函(Letter of Tender)”指名称为投标函的文件，由承包商填写，包括已签字的对雇主的工程报价。Letter of Tender means the document entitled letter of tender, which was completed by the Contractor and includes the signed offer to

31、 the Employer for the Works. 1.1.1.5“规范(Specification)”指合同中名称为规范的文件，及根据合同规定对规范的增加和修改。此文件具体描述了工程。Specification means the document entitled specification, as included in the Contract, and any additions and modifications to the specification in accordance with the Contract. Such document specifies the

32、Works. 1.1.1.6“图纸(Drawings)”指合同中规定的工程图纸，及由雇主(或代表)根据合同颁发的对图纸的增加和修改。Drawings means the drawings of the Works, as included in the Contract, and any additional and modified drawings issued by (or on behalf of, the Employer in accordance with the Contract. 1.1.1.7“资料表(Schedules)”指合同中名称为资料表的文件，由承包商填写并随投标函

33、提交。此文件可能包括工程量表、数据、列表、及费率和/或单价表。Schedules means the document(s) entitled schedules, completed by the Contractor and submitted with the Letter of Tender, as included in the Contract. Such document may include the Bill of Quantities, data, lists, and schedules of rates and/or prices 1.1.1.8“投标文件(Tender

34、)”指投标函和合同中规定的承包商应随投标函提交的其它所有文件。Tender means the Letter of Tender and all other documents which the Contractor submitted with the Letter of Tender, as included in the Contract. 1.1.1.9“投标函附录(Appendix to Tender)”指名称为投标函附录并已填写完毕的文件，附于投标函之后并构成投标函的一部分。Appendix to Tender means the completed pages entitled

35、 appendix to tender which are appended to and form part of the Letter of Tender. 1.1.1.10 “工程量表(Bill of Quantities)”和“计日工计划(Daywork Schedule)”指资料表中如此命名的文件(如有时)。Bill of Quantities and Day work Schedule mean the documents so named (if any) which are comprised in the Schedules. 1.1.2 当事各方和当事人Parties an

36、d Persons1.1.2.1“一方(Party)”指雇主或承包商(根据上下文而定)。 Party means the Employer or the Contractor, as the context requires. 1.1.2.2“雇主(Employer)”指在投标函附录中指定为雇主的当事人或此当事人的合法继承人。Employer means the person named as employer in the Appendix to Tender and the legal successors in title to this person. 1.1.2.3“承包商(Cont

37、ractor)”指在雇主收到的投标函中指明为承包商的当事人(一个或多个)及其合法继承人。 Contractor means the person(s) named as contractor in the Letter of Tender accepted by the Employer and the legal successors in title to this person(s). 1.1.2.4“工程师(Engineer)”指雇主为合同之目的指定作为工程师工作并在投标函附录中指明的人员，或由雇主按照第3.4款【工程师的撤换】随时指定并通知承包商的其他人员。 Engineer mea

38、ns the person appointed by the Employer to act as the Engineer for the purposes of the Contract and named in the Appendix to Tender, or other person appointed from time to time by the Employer and noted to the Contractor under Sub-Clause 3.4 Replacement of the Engineer. 1.1.2.5“承包商的代表(Contractors Re

39、presentitive)”指承包商在合同中指定的或由承包商按照第4.3款【承包商的代表】随时指定的代表承包商的人员。 Contractors Representative means the person named by the Contractor in the Contract or appointed from time to time by the Contractor under Sub-Clause 4.3 Contractors Representative, who acts on behalf of the Contractor. 1.1.2.6“雇主的人员”指工程师，第

40、3.2款【工程师的授权】中所指的工程师助理以及所有其他职员、劳工和工程师或雇主的其他雇员；以及所有其他由雇主或工程师作为雇主的人员通知给承包商的人员。Employers Personnel means the Engineer, the assistants referred to in Sub-Clause 3.2 Delegation by the Engineer and all other staff, labour and other employees of the Engineer and of the Employer; and any other personnel noti

41、fied to the Contractor, by the Employer or the Engineer, as Employers Personnel. 1.1.2.7“承包商的人员”指承包商的代表和所有承包商在现场使用的人员，包括职员、劳工和承包商及各分包商的其他雇员；以及其他所有帮助承包商实施工程的人员。Contractors Personnel means the Contractors Representative and all personnel whom the Contractor utilises on Site, who may include the staff,

42、 labour and other employees of the Contractor and of each Subcontractor; and any other personnel assisting the Contractor in the execution of the Works. 1.1.2.8“分包商”指合同中指明为分包商的所有人员，或为部分工程指定为分包商的人员；及所有上述人员的合法继承人。Subcontractor means any person named in the Contract as a subcontractor, or any person ap

43、pointed as a subcontractor, for a part of the Works; and the legal successors in title to each of these persons. 1.1.2.9“争端裁决委员会”指合同中如此命名的一个或三个当事人，或按照第20.2款【争端裁决委员会的委任】或按照第20.3款【未能同意争端裁决委员会的委任】指定的其他人员(一个或多个)。DAB means the person or three persons so named in the Contract, or other person(s) appointed

44、 under Sub-Clause 20.2 Appointment of the Dispute Adjudication Board or Sub-Clause 20.3 Failure to Agree Dispute Adjudication Board 1.1.2.10 “FIDIC”指国际咨询工程师联合会。FIDIC means the international federation of consulting Engineers. 1.1.3 日期、检验、期限和完成 Dates, Tests, Periods and Completion“基准日期”指提交投标文件截止日前28天的当日。 Base Date means the date 28 days prior to the latest date for of the Tender 1