与贸易有关的知识产权协议TRIPS中英文版本教案资料.doc

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1、Good is good, but better carries it.精益求精，善益求善。与贸易有关的知识产权协议TRIPS中英文版本-AgreementonTrade-RelatedAspectsofIntellectualPropertyRightsPREAMBLEPARTIGeneralProvisionsandBasicPrinciplesPARTIIStandardsConcerningtheAvailability,ScopeandUseofIntellectualPropertyRights1.CopyrightandRelatedRights2.Trademarks3.Geo

2、graphicalIndications4.IndustrialDesigns5.Patents6.Layout-Designs(Topographies)ofIntegratedCircuits7.ProtectionofUndisclosedInformation8.ControlofAnti-CompetitivePracticesinContractualLicencesPARTIIIEnforcementofIntellectualPropertyRights1.GeneralObligations2.CivilandAdministrativeProceduresandRemedi

3、es3.ProvisionalMeasures4.SpecialRequirementsRelatedtoBorderMeasures5.CriminalProceduresPARTIVAcquisitionandMaintenanceofIntellectualPropertyRightsandRelatedInter-PartesProceduresPARTVDisputePreventionandSettlementPARTVITransitionalArrangementsPARTVIIInstitutionalArrangements;FinalProvisionsPreambleM

4、embers，Desiringtoreducedistortionsandimpedimentstointernationaltrade，andtakingintoaccounttheneedtopromoteeffectiveandadequateprotectionofintellectualpropertyrights，andtoensurethatmeasuresandprocedurestoenforceintellectualpropertyrightsdonotthemselvesbecomebarrierstolegitimatetrade；Recognizing，tothis

5、end，theneedfornewrulesanddisciplinesconcerning：(a)theapplicabilityofthebasicprinciplesofGATT1994andofrelevantinternationalintellectualpropertyagreementsorconventions；(b)theprovisionofadequatestandardsandprinciplesconcerningtheavailability，scopeanduseoftrade-relatedintellectualpropertyrights；(c)thepr

6、ovisionofeffectiveandappropriatemeansfortheenforcementoftrade-relatedintellectualpropertyrights，takingintoaccountdifferencesinnationallegalsystems；(d)theprovisionofeffectiveandexpeditiousproceduresforthemultilateralpreventionandsettlementofdisputesbetweengovernments；and(e)transitionalarrangementsaim

7、ingatthefullestparticipationintheresultsofthenegotiations；Recognizingtheneedforamultilateralframeworkofprinciples，rulesanddisciplinesdealingwithinternationaltradeincounterfeitgoods；Recognizingthatintellectualpropertyrightsareprivaterights；Recognizingtheunderlyingpublicpolicyobjectivesofnationalsyste

8、msfortheprotectionofintellectualproperty,includingdevelopmentalandtechnologicalobjectives；Recognizingalsothespecialneedsoftheleast-developedcountryMembersinrespectofmaximumflexibilityinthedomesticimplementationoflawsandregulationsinordertoenablethemtocreateasoundandviabletechnologicalbase；Desiringto

9、establishamutuallysupportiverelationshipbetweentheWTOandtheWorldIntellectualPropertyOrganization(referredtointhisAgreementas“WIPO”)aswellasotherrelevantinternationalorganizations；Herebyagreeasfollows：PartIGeneralProvisionsandBasicPrinciplesArticle1NatureandScopeofObligations1.Membersshallgiveeffectt

10、otheprovisionsofthisAgreement.Membersmay，butshallnotbeobligedto,implementintheirlawmoreextensiveprotectionthanisrequiredbythisAgreement，providedthatsuchprotectiondoesnotcontravenetheprovisionsofthisAgreement.MembersshallbefreetodeterminetheappropriatemethodofimplementingtheprovisionsofthisAgreementw

11、ithintheirownlegalsystemandpractice.2.ForthepurposesofthisAgreement,theterm“intellectualproperty”referstoallcategoriesofintellectualpropertythatarethesubjectofSections1through7ofPartII.3.MembersshallaccordthetreatmentprovidedforinthisAgreementtothenationalsofotherMembers.1When“nationals”arereferredt

12、ointhisAgreement，theyshallbedeemed，inthecaseofaseparatecustomsterritoryMemberoftheWTO，tomeanestablishmentinthatcustomsterritory.(1)Inrespectoftherelevantintellectualpropertyright，thenationalsofotherMembersshallbeunderstoodasthosenaturalorlegalpersonsthatwouldmeetthecriteriaforeligibilityforprotectio

13、nprovidedforintheParisConvention(1967)，theBerneConvention(1971)，theRomeConventionandtheTreatyonIntellectualPropertyinRespectofIntegratedCircuits，wereallMembersoftheWTOmembersofthoseconventions.2InthisAgreement，“ParisConvention”referstotheParisConventionfortheProtectionofIndustrialProperty；“ParisConv

14、ention（1967）referstotheStockholmActofthisConventionof14July1967.“BerneConvention”referstotheBerneConventionfortheProtectionofLiteraryandArtisticWorks；“BerneConvention（1971）referstotheParisActofthisConventionof24July1971.“RomeConvention”referstotheInternationalConventionfortheProtectionofPerformers，P

15、roducersofPhonogramsandBroadcastingOrganizations，adoptedatRomeon26October1961.“TreatyonIntellectualPropertyinRespectofIntegratedCircuits”（IPICTreaty）referstotheTreatyonIntellectualPropertyinRespectofIntegratedCircuits，adoptedatWashingtonon26May1989.“WTOAgreement”referstotheAgreementEstablishingtheWT

16、O.(2)AnyMemberavailingitselfofthepossibilitiesprovidedinparagraph3ofArticle5orparagraph2ofArticle6oftheRomeConventionshallmakeanotificationasforeseeninthoseprovisionstotheCouncilforTrade-RelatedAspectsofIntellectualPropertyRights(the“CouncilforTRIPS”).Article2IntellectualPropertyConventions1.Inrespe

17、ctofPartsII,IIIandIVofthisAgreement,MembersshallcomplywithArticles1through12，andArticle19，oftheParisConvention(1967).2.NothinginPartsItoIVofthisAgreementshallderogatefromexistingobligationsthatMembersmayhavetoeachotherundertheParisConvention，theBerneConvention，theRomeConventionandtheTreatyonIntellec

18、tualPropertyinRespectofIntegratedCircuits.Article3NationalTreatment1.EachMembershallaccordtothenationalsofotherMemberstreatmentnolessfavorablethanthatitaccordstoitsownnationalswithregardtotheprotection3ForthepurposeofArticle3and4，“protection”shallincludemattersaffectingtheavailability，acquisition，sc

19、ope，maintenanceandenforcementofintellectualpropertyrightsaswellasthosemattersaffectingtheuseofintellectualpropertyrightsspecificallyaddressedinthisAgreement.ofintellectualproperty，subjecttotheexceptionsalreadyprovidedin，respectively，theParisConvention(1967)，theBerneConvention(1971)，theRomeConvention

20、ortheTreatyonIntellectualPropertyinRespectofIntegratedCircuits.Inrespectofperformers，producersofphonogramsandbroadcastingorganizations，thisobligationonlyappliesinrespectoftherightsprovidedunderthisAgreement.AnyMemberavailingitselfofthepossibilitiesprovidedinArticle6oftheBerneConvention(1971)orparagr

21、aph1(b)ofArticle16oftheRomeConventionshallmakeanotificationasforeseeninthoseprovisionstotheCouncilforTRIPS.2.Membersmayavailthemselvesoftheexceptionspermittedunderparagraph1inrelationtojudicialandadministrativeprocedures,includingthedesignationofanaddressforserviceortheappointmentofanagentwithinthej

22、urisdictionofaMember，onlywheresuchexceptionsarenecessarytosecurecompliancewithlawsandregulationswhicharenotinconsistentwiththeprovisionsofthisAgreementandwheresuchpracticesarenotappliedinamannerwhichwouldconstituteadisguisedrestrictionontrade.Article4Most-Favored-NationTreatmentWithregardtotheprotec

23、tionofintellectualproperty，anyadvantage，favor，privilegeorimmunitygrantedbyaMembertothenationalsofanyothercountryshallbeaccordedimmediatelyandunconditionallytothenationalsofallotherMembers.Exemptedfromthisobligationareanyadvantage，favor，privilegeorimmunityaccordedbyaMember：(a)derivingfrominternationa

24、lagreementsonjudicialassistanceorlawenforcementofageneralnatureandnotparticularlyconfinedtotheprotectionofintellectualproperty；(b)grantedinaccordancewiththeprovisionsoftheBerneConvention(1971)ortheRomeConventionauthorizingthatthetreatmentaccordedbeafunctionnotofnationaltreatmentbutofthetreatmentacco

25、rdedinanothercountry；(c)inrespectoftherightsofperformers,producersofphonogramsandbroadcastingorganizationsnotprovidedunderthisAgreement；(d)derivingfrominternationalagreementsrelatedtotheprotectionofintellectualpropertywhichenteredintoforcepriortotheentryintoforceoftheWTOAgreement，providedthatsuchagr

26、eementsarenotifiedtotheCouncilforTRIPSanddonotconstituteanarbitraryorunjustifiablediscriminationagainstnationalsofotherMembers.Article5MultilateralAgreementsonAcquisitionorMaintenanceofProtectionTheobligationsunderArticles3and4donotapplytoproceduresprovidedinmultilateralagreementsconcludedundertheau

27、spicesofWIPOrelatingtotheacquisitionormaintenanceofintellectualpropertyrights.Article6ExhaustionForthepurposesofdisputesettlementunderthisAgreement,subjecttotheprovisionsofArticles3and4nothinginthisAgreementshallbeusedtoaddresstheissueoftheexhaustionofintellectualpropertyrights.Article7ObjectivesThe

28、protectionandenforcementofintellectualpropertyrightsshouldcontributetothepromotionoftechnologicalinnovationandtothetransferanddisseminationoftechnology，tothemutualadvantageofproducersandusersoftechnologicalknowledgeandinamannerconducivetosocialandeconomicwelfare，andtoabalanceofrightsandobligations.A

29、rticle8Principles1.Membersmay，informulatingoramendingtheirlawsandregulations,adoptmeasuresnecessarytoprotectpublichealthandnutrition，andtopromotethepublicinterestinsectorsofvitalimportancetotheirsocio-economicandtechnologicaldevelopment，providedthatsuchmeasuresareconsistentwiththeprovisionsofthisAgr

30、eement.2.Appropriatemeasures,providedthattheyareconsistentwiththeprovisionsofthisAgreement，maybeneededtopreventtheabuseofintellectualpropertyrightsbyrightholdersortheresorttopracticeswhichunreasonablyrestraintradeoradverselyaffecttheinternationaltransferoftechnology.PARTIIStandardsconcerningtheavail

31、ability,scopeanduseofIntellectualPropertyRightsSECTION1:COPYRIGHTANDRELATEDRIGHTSArticle9RelationtotheBerneConvention1.MembersshallcomplywithArticles1through21oftheBerneConvention(1971)andtheAppendixthereto.However，MembersshallnothaverightsorobligationsunderthisAgreementinrespectoftherightsconferred

32、underArticle6bisofthatConventionoroftherightsderivedtherefrom.2.Copyrightprotectionshallextendtoexpressionsandnottoideas,procedures，methodsofoperationormathematicalconceptsassuch.Article10ComputerProgramsandCompilationsofData1.Computerprograms，whetherinsourceorobjectcode，shallbeprotectedasliterarywo

33、rksundertheBerneConvention(1971).2.Compilationsofdataorothermaterial，whetherinmachinereadableorotherform，whichbyreasonoftheselectionorarrangementoftheircontentsconstituteintellectualcreationsshallbeprotectedassuch.Suchprotection，whichshallnotextendtothedataormaterialitself，shallbewithoutprejudicetoa

34、nycopyrightsubsistinginthedataormaterialitself.Article11RentalRightsInrespectofatleastcomputerprogramsandcinematographicworks，aMembershallprovideauthorsandtheirsuccessorsintitletherighttoauthorizeortoprohibitthecommercialrentaltothepublicoforiginalsorcopiesoftheircopyrightworks.AMembershallbeexcepte

35、dfromthisobligationinrespectofcinematographicworksunlesssuchrentalhasledtowidespreadcopyingofsuchworkswhichismateriallyimpairingtheexclusiverightofreproductionconferredinthatMemberonauthorsandtheirsuccessorsintitle.Inrespectofcomputerprograms,thisobligationdoesnotapplytorentalswheretheprogramitselfi

36、snottheessentialobjectoftherental.Article12TermofProtectionWheneverthetermofprotectionofawork,otherthanaphotographicworkoraworkofappliedart，iscalculatedonabasisotherthanthelifeofanaturalperson，suchtermshallbenolessthan50yearsfromtheendofthecalendaryearofauthorizedpublication，or，failingsuchauthorized

37、publicationwithin50yearsfromthemakingofthework，50yearsfromtheendofthecalendaryearofmaking.Article13LimitationsandExceptionsMembersshallconfinelimitationsorexceptionstoexclusiverightstocertainspecialcaseswhichdonotconflictwithanormalexploitationoftheworkanddonotunreasonablyprejudicethelegitimateinter

38、estsoftherightholder.Article14ProtectionofPerformers,ProducersofPhonograms(SoundRecordings)andBroadcastingOrganizations1.Inrespectofafixationoftheirperformanceonaphonogram,performersshallhavethepossibilityofpreventingthefollowingactswhenundertakenwithouttheirauthorization：thefixationoftheirunfixedpe

39、rformanceandthereproductionofsuchfixation.Performersshallalsohavethepossibilityofpreventingthefollowingactswhenundertakenwithouttheirauthorization:thebroadcastingbywirelessmeansandthecommunicationtothepublicoftheirliveperformance.2.Producersofphonogramsshallenjoytherighttoauthorizeorprohibitthedirec

40、torindirectreproductionoftheirphonograms.3.Broadcastingorganizationsshallhavetherighttoprohibitthefollowingactswhenundertakenwithouttheirauthorization：thefixation，thereproductionoffixations，andtherebroadcastingbywirelessmeansofbroadcasts,aswellasthecommunicationtothepublicoftelevisionbroadcastsofthe

41、same.WhereMembersdonotgrantsuchrightstobroadcastingorganizations，theyshallprovideownersofcopyrightinthesubjectmatterofbroadcastswiththepossibilityofpreventingtheaboveacts，subjecttotheprovisionsoftheBerneConvention(1971).4.TheprovisionsofArticle11inrespectofcomputerprogramsshallapplymutatismutandisto

42、producersofphonogramsandanyotherrightholdersinphonogramsasdeterminedinaMemberslaw.Ifon15April1994aMemberhasinforceasystemofequitableremunerationofrightholdersinrespectoftherentalofphonograms，itmaymaintainsuchsystemprovidedthatthecommercialrentalofphonogramsisnotgivingrisetothematerialimpairmentofthe

43、exclusiverightsofreproductionofrightholders.5.ThetermoftheprotectionavailableunderthisAgreementtoperformersandproducersofphonogramsshalllastatleastuntiltheendofaperiodof50yearscomputedfromtheendofthecalendaryearinwhichthefixationwasmadeortheperformancetookplace.Thetermofprotectiongrantedpursuanttopa

44、ragraph3shalllastforatleast20yearsfromtheendofthecalendaryearinwhichthebroadcasttookplace.6.AnyMembermay,inrelationtotherightsconferredunderparagraphs1，2and3，provideforconditions，limitations，exceptionsandreservationstotheextentpermittedbytheRomeConvention.However，theprovisionsofArticle18oftheBerneCo

45、nvention(1971)shallalsoapply，mutatismutandis，totherightsofperformersandproducersofphonogramsinphonograms.SECTION2:TRADEMARKSArticle15ProtectableSubjectMatter1.Anysign，oranycombinationofsigns,capableofdistinguishingthegoodsorservicesofoneundertakingfromthoseofotherundertakings，shallbecapableofconstit

46、utingatrademark.Suchsigns，inparticularwordsincludingpersonalnames，letters，numerals，figurativeelementsandcombinationsofcolorsaswellasanycombinationofsuchsigns，shallbeeligibleforregistrationastrademarks.Wheresignsarenotinherentlycapableofdistinguishingtherelevantgoodsorservices，Membersmaymakeregistrab

47、ilitydependondistinctivenessacquiredthroughuse.Membersmayrequire，asaconditionofregistration，thatsignsbevisuallyperceptible.2.Paragraph1shallnotbeunderstoodtopreventaMemberfromdenyingregistrationofatrademarkonothergrounds，providedthattheydonotderogatefromtheprovisionsoftheParisConvention(1967).3.Memb

48、ersmaymakeregistrabilitydependonuse.However，actualuseofatrademarkshallnotbeaconditionforfilinganapplicationforregistration.Anapplicationshallnotberefusedsolelyonthegroundthatintendedusehasnottakenplacebeforetheexpiryofaperiodofthreeyearsfromthedateofapplication.4.Thenatureofthegoodsorservicestowhich

49、atrademarkistobeappliedshallinnocaseformanobstacletoregistrationofthetrademark.5.Membersshallpublisheachtrademarkeitherbeforeitisregisteredorpromptlyafteritisregisteredandshallaffordareasonableopportunityforpetitionstocanceltheregistration.Inaddition，Membersmayaffordanopportunityfortheregistrationofatrademarktobeopposed.Ar