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2021年2021年2017年基金从业资格考试模拟试题含答案.pdf

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1、1 2017 年基金从业资格考试模拟试题(1)债券型基金的久期越长，净值对于利率变动的波动幅度越（），所承担的利率风险越（）。A.小，低B.小，高C.大，低D.大，高(2)下列哪项归属于基金投资运作环节的业务（）。A.基金的交易B.基金的绩效衡量C.基金的资产估值D.基金的会计核算(3)以下不属于基金管理人信息披露的范围的是()。A.基金募集信息披露B.基金投资运作信息披露C.基金净值信息披露D.基金资产保管信息披露(4)根据证券投资基金法，当代表基金份额（）以上的基金份额持有人就同一事项要求召开持有人大会，而管理人和托管人都不召集的时候，代表基金份额（）以上的持有人自行召集。A.5%,10%

2、B.5%,5%C.10%，5%D.10%,10%(5)存续期募集信息披露主要指开放式基金在基金合同生效后每（）个月披露一次更新的招募说明书。A.3 B.6|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 1 页，共 23 页|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 1 页，共 23 页2 C.9 D.12(6)以下哪类风险与非系统性风险表示同一含义()。A.汇率风险B.管理运作风险C.微观风险D.宏观风险(7)基金合同生效的()在指定报刊和管理人网站上登载基金合同生效公告A.当日B.次日C.第三

3、日D.第四日(8)英国第一家证券交易所成立于()A.1602 年B.1773 年C.1790 年D.1817 年(9)基金管理人、代销机构还应当在建立健全档案管理制度，妥善保管基金份额持有人的开户资料和与销售业务有关的其他资料，保存期不少于()年。A.5 B.10 C.15 D.20(10)()行为被视为对投资者诱骗及不正当竞争A.违规承诺收益或承担损失|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 2 页，共 23 页|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 2 页，共 23 页文档编码:C

4、V9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:

5、CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码

6、:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编

7、码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档

8、编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文

9、档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1

10、文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A13 B.对证券投资业绩进行预测C.虚假记载D.误导性陈述(11)以下哪种基金最适合厌

11、恶风险、对资产流动性和安全性要求较高的投资者进行短期投资？()A.股票基金B.混合基金C.货币市场基金D.主动型基金(12)现行中华人民共和国公司法的施行日期为（）A.2006 年 1 月 1 日B.2006 年 6 月 1 日C.2007 年 1 月 1 日D.2007 年 6 月 1 日(13)1940 年，美国制订世界上第一部系统规范的投资基金法（）。A.投资公司法B.投资基金法C.证券投资基金法D.投资信托法(14)基金招募说明书是由（）将所有对投资者作出投资判断有重大影响的信息予以充分披露，以便投资者更好地做出投资决策。A.基金管理人B.基金托管人C.商业银行D.基金份额持有人|精.

12、|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 3 页，共 23 页|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 3 页，共 23 页文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B

13、10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5

14、B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y

15、5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3

16、Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J

17、3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7

18、J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X

19、7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A14(15)我国证券市场监管的主要任务（）A.致力于建立集中统一的证券市场和市场监管体系，坚持将营造公开、公平、公正的市场环境和保护投资者利益作为市场监管的主要任务B.形成证券市场的法制秩序C.追求自律规范的市场秩序D.优先保护投资者利益(16)证券投资基金销售管理办法由中国证监会颁布，并于（）年 7 月 1 日起实施，这是我国第一部规范基金销售活动的部门规章。A.2003 B.2004 C.2005 D.2006(17)根据市场的功能划分，证

20、券市场可分为（）A.一级市场和初级市场B.证券发行市场和初级市场C.证券发行市场和证券交易市场D.二级市场和次级市(18)以下不属于基金托管人信息披露范围的是()。A.基金资产保管信息披露B.会计核算信息披露C.净值复核信息披露D.基金募集信息披露(19)证券市场不是()的直接交换场所。A.价值B.财产权利C.风险|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 4 页，共 23 页|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 4 页，共 23 页文档编码:CV9X7J3Y5B10 HM9H6U5O

21、4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5

22、O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U

23、5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6

24、U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H

25、6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9

26、H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM

27、9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A15 D.有价证券信息(20)中国证券业协会证券投资基金销售人员执业守则由下列哪一机构发布实施?（）A.国务院B.中国证监会C

28、.中国证券业协会D.证券委员会(21)（）主要指对市场基金从业机构及高级管理人员的资格审核，通过严格的市场准入，从源头上控制整个行业运作风险、提高行业服务水平。A.市场禁入监管B.市场准入监管C.日常持续监管D.现场监管(22)优先股票的股息率（）。A.高于普通股B.低于普通股C.是固定的D.与普通股呈正相关(23)对基金取得的股利收入、债券的利息收入、储蓄存款利息收入，由上市公司、发行债券的企业和银行在向基金支付上述收入时代扣代缴（）的个人所得税。A.20%B.30%C.40%D.50%(24)银行证券不包括：（）A.银行汇票|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|

29、*|欢.|迎.|下.|载.第 5 页，共 23 页|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 5 页，共 23 页文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档

30、编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文

31、档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1

32、文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A

33、1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6

34、A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D

35、6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3

36、D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A16 B.银行本票C.银行支票D.银行股票(25)下列关于基金的税收陈述正确的是（）。A.基金管理人运用基金买卖股票、债券的差价收入须被征收营业税B.从 2008 年 4 月 24 日起，基金买卖股票按照0 3的税率征收印花税C.从 2008 年 4 月 24 日起，基金买卖股票按照01的税率征收印花税D.对证券投资基金从证券市场中取得的收入征收企业所得税(26)股票代表着其持有者（即股东）对股份公司的所有权，这种所有权是一种综合权利，不包括如下权利：（）A.参加股东大会B.投票表决C.参与公司的决策和

37、经营D.收取股息或分享红利(27)偏债型基金可以在二级市场买人部分股票，但买人股票的量不能超过资产净值的()。A.20B.30C.40D.50(28)狭义的有价证券指()。A.商品证券B.货币证券C.资本证券D.商业证券|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 6 页，共 23 页|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 6 页，共 23 页文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10

38、ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10

39、 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E1

40、0 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E

41、10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4

42、E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O

43、4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5

44、O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A17(29)公司营业用主要资产的抵押、出售或报废一次超过该资产（）的构成内幕信息。A.30B.50C.10D.20(30)证劵投资基金销售管理办法第九条规定了商业银行申请基金代销业务资格应当具备的条件，下面说法有误的是()

45、。A.资本充足率符合国务院银行业监督管理的有关规定B.有专门负责基金代销业务的部门C.财务状况良好，运作规范稳定，最近2 年内没有因违法违规行为受到行政处罚或者刑事处罚D.具有健全的法人治理结构、完善的内部控制和风险管理制度，并得到有效执行(31)下面选项中哪个股票型基金分类的说法不是按照行业类型分类的：()A.房地产基金B.科技股基金C.资源类股票型基金D.成长型基金(32)股票交易价格在每一交易日内始终处于变动之中，但是开放式股票型基金净值的计算一般（）进行一次。A.每分钟B.每小时C.每天D.每周(33)基金信息披露的部门规章主要体现在()。A.证券投资基金法|精.|品.|可.|编.|辑

46、.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 7 页，共 23 页|精.|品.|可.|编.|辑.|学.|习.|资.|料.*|*|*|*|欢.|迎.|下.|载.第 7 页，共 23 页文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O

47、4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5

48、O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U

49、5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6

50、U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H6U5O4E10 ZQ5Y10G3D6A1文档编码:CV9X7J3Y5B10 HM9H

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