转让技术秘密和补偿贸易合作生产协议(33页).docx

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1、-第 1 页转让技术秘密和转让技术秘密和补偿贸易合作生补偿贸易合作生产协议产协议-第 2 页转让技术秘密和补偿贸易合作生产协议第一条合同范围_公司（以下简称甲方）和_公司（以下简称乙方），经过友好协商，同意合资经营中速船用主机厂。兹同合资经营条件尚未成熟，双方将以补偿贸易进行合作生产并以此作为双方合作的第一步，其条件如下：11乙方将向甲方转让生产下列型号中速船用主机（以下简称合同产品）的技术秘密及全部技术资料，其型号如下：12v400zc 中速船用主机；12v600zc 中速船用主机。12技术文件资料的定义范围及交付：本合同 11 款所指的技术资料（以下简称资料）定义是乙方提供合同产品的技术资

2、料由三大部分组成：即乙方现用的一般技术资料，产品设计图纸和生产技术资料，上述资料方包括详细的技术秘密。一般技术资料包括：-第 3 页a12v600zc 中速船用主机的技术规范（包括部装、总装、试车、交货试验等）；b12v400zc 中速船用主机的主要零部件的技术规范；c合同产品中所使用的配套产品的外型尺寸、安装尺寸和性能参数的样本，产品设计图纸：乙方提供合同产品的产品设计图纸应包括：a合同产品的全套施工图纸（包括总装图、部件图、系统图、原理图及全部零件的详细图纸）；b合同产品的计算资料和计算书；c有关船级社发给的证书及交船级社验证的图纸、计算书及其他资料清单；-第 4 页d试验书设计图纸及其技

3、术文件。生产技术资料：乙方提供的合同产品的生产技术资料应包括合同产品全部工艺性指导文件及主要零件的详细制造技术资料；对原材料和合同产品零部件在生产过程中和生产后的质量检验要求，验收手段，验收步骤及验收技术文件。资料的修改：若乙方采用新技术改进产品、改进工艺过程，降低等需要对提供的资料进行修改时，应将修改的结果以书面形式提供给甲方。资料的提供方式：a对一般技术文件应提供三份蓝图或同等数量的清晰的复制图；b对产品设计图纸应提供一份生产底图及两份蓝图；c对生产技术资料应提供两份蓝图；d对已提供过的完全相同的重复资料，可免于提供，但需在清单中予以注明。-第 5 页资料的交付进度：a根据资料定义的规定，

4、为生产 12v400zc 型中速船用主机需要，乙方在签订合同后 30 天内需向甲方交付合同产品的全部技术资料和全部图纸；b 根据资料定义的规定，为生产 12v600zc 型中速船用主机的需要，乙方在鉴订合同后于_年_月_日前，需向甲方交付合同产品的全部技术资料和图纸。13甲方将生产的产品向乙方返销如下：12v400zc 型中速船用主机，每年_台；12v600zc 型中速船用主机，每年_台。1 4以补偿贸易进行合作生产期限为 2 年，2 年后若合资经营条件不成熟，则可延长合作生产期限，但最长不得超过 5 年。第二条转让技术秘密和技术文件-第 6 页21乙方向甲方提供合同产品的设计计算、产品图纸、

5、制造工艺、质量控制和试验安装、调试、运转及维修等有关合同产品的全部技术资料，必须和乙方目前使用的资料内容相同。22合同产品资料的审核和验证：乙方对提供给甲方的产品设计图纸、制造技术资料的完整性、正确性、清晰性负责。看产品设计图纸和生产技术资料中的任何部分发现有失误，当乙方接到甲方通知时立即补齐遗失部分或更改错误部分。23在合作生产期间，乙方将以最优惠价格向甲方提供甲方方面市场不能提供的零部件。具体内容另行商定。24乙方保证向甲方转让的技术秘密和技术资料不受任何第三者的指控。第三条价格和支付方式31为了支付转让 21 条款中所规定的 12v 一 400zc 型中速船用主机的技术秘密和技术资料费用

6、，乙方应向甲方交付费用如下：-第 7 页_年_usd（大写_元整）_年_usd（大写_元整）_年起以后的_年中按每年将产值（即每年总产值扣除进口部分价值和税收费用后的产值）其提成费为_。32合同签署生效后三十（30）天内，甲方按照由银行提交的乙方下列单据，予以第一次支付总金额的_，即（大写：_美元整）根据附件_要求，提供第一批资料的空运提单；经甲方确认的_银行出具不可撤销的保函，正副本各一份；乙方方的商业发票：一式两份；乙方方即期汇票一式两份。-第 8 页33于_年_月_日甲方按收到乙方提交的下列单据后，予以第二次交付_年总金额的_现金，即 usd（大写：_美元整）。按附件_要求于_年_月_日

7、提供第二批资料空运提单。乙方方商业发票一式两份。乙方方即期汇票一式两份。34双方同意_年用现金支付，_年付_现金，其余_金额用甲方返销产品补偿。35_年的费用本年_月_日支付，乙方方交付商业发票一式两份。36自_年起及其各年份按 31 款规定的提成费用应在每年_月_日在收到乙方方商业发票（一式两份）后支付。37在合作生产期间鉴于甲方遵照 31 款已向乙方交付了转让技术秘密的部分费用，各合资经营时机成熟，双方同意成立合资经营企-第 9 页业时，则乙方将其剩余部分的技术秘密费用可作提资的一部分。一旦双方不能进行合资经营，在五年之内合作生产被迫终止时，甲方确认向乙方支付技术秘密费用的剩余部分。若出现

8、上述情况，对支付技术秘密费用的进度和方式由双方在通常时候予以协商。第四条合作生产的补偿贸易41为有利甲方的外汇平衡，乙方同意甲方生产 12v400ze，12v600zc 中速船用主机返销给乙方。42上述订单的总价必须保证不低于甲方每年向乙方反付购买零部件所需费用总额的_。乙方同意在甲方补偿能力扩大及乙方需求扩大的前提下，其补偿的百分比可以不受限制。43甲方将以优惠价格向甲方提供产品，其品种、数量、交货期等将由双方在每批合同中商定。甲方产品必须符合乙方的标准。4 4乙方要求在甲方接到上述产品图纸后立即试制 12v400zc 型中速船用主机。首批产品各一台将分别在双方进行试验，在试验合格的基础上乙

9、方要求甲方于_年内提供 12v400zc 型中速船用主-第 10 页机_台。其价格、交货期在签订正式合同时商定。第五条保证51乙方保证，在合同有效期内所供应的资料应是最新技术的代身，其内容和甲方目前使用的完全一致。52乙方保证所供资料是完整的、正确的、清晰的。第六条税费61凡因履行本合同需缴纳的一切税收，发生在甲方方以外的均由乙方承担。62凡因履行本合同需缴纳的一切税费，发生在甲方以内的均由甲方承担。第七条商标71甲方有权使用乙方商标和合同产品的序号。甲方将下列商标标明在甲方所生产的合同产品上。-第 11 页72甲方制造的铬牌、报价单、技术规格书、广告、说明书、样本等，凡是合同产品均以甲方名称

10、来表示。第八条包装81须用坚固的木箱包装，适合长途海运、防湿、防潮、防震、防锈、耐粗暴搬运。由于包装不良所发生的损失，卖方应负担由此而产生的一切费用和或损失。82卖方应在每件包装上，用不退色油漆清楚地标刷件号、尺码、毛重、净重、切勿受潮等字样，并刷有下列唛头：_83装箱单两份，注明毛重、净重、尺码和所装货物每项的品名和数量。第九条人力不可抗拒91签约双方中的任何一方由于战争及严重的火灾、水灾、台风和地震或其他双方同意的事件而影响执行合同时，双方同意延长合同期限，延长时间相当于事故所影响的时间。-第 12 页92责任方应尽快将发生的人力不可抗拒事故的情况用电报通知另一方，并在十四（14）天以内以

11、航空、挂号信将有关部门出具的证明文件交给另一方确认。93受人力不可抗拒事故延续到一至二十（20）天以上时，双方应通过友好协商尽快解决合同继续执行的问题。第十条仲裁101因执行本合同所发生的或与本合同有关的一切争执，双方应通过友好协商解决。已经协商仍不能达成协议时，则提交仲裁解决。102仲裁地点在瑞典斯德哥尔摩商会。103仲裁裁决是终局裁决，对双方均有约束力。104仲裁费用除仲裁机关另有裁决外，应由败诉方负担。105除了在仲裁过程中进行仲裁的那部份外，合同的其余部分在仲裁期间仍继续执行。-第 13 页第十一条合同生效及其他111本合同于_年_月_日由双方代表在_正式签字，自签字之日起 1 周内本

12、合同应经有关部门批准后生效。112本合同以英文书就一式四份，双方各执一式两份。113本合同有效期见第十一条所述。114本合同附件为本合同不可分割的部份，与正文有同等效力。115双方在本合同生效前交换的所有文件、函电等在本合同生效的同时自动失效。116本合同只能根据同双方授权代表签名或盖章的书面文件进行变更、追加或修改。117在执行合同期内双方的通讯均以函电进行，书信往来一式两份。-第 14 页第十二条法定地址甲方地址：_乙方地址：_甲方（盖章）：_乙方（盖章）：_法定代表人（签字）：_法定代表人（签字）：_年_月_日_年_月_日签订地点：_签订地点：_附件article1_.（hereinaf

13、ter referred to as part a）and _.（hereinafter referred to as part b）-第 15 页have agreed，after friendly discussion，to run a mediumspeed marine main engine factory in the form of a joint-venture company.since the conditions for the joint-ventureare not yet ready，both parties shall start up a joint-produ

14、ction with compensation trade as the first step of co-operation with the following conditions:part b shall transfer the technical know-how and thecompletetechnicaldocumentationtopartaformanufacturingmediumspeedmarinemainengines（hereinafter called contracted products）of the followingtypes:12v-400zc m

15、edium speed marine main engine;12v-600zc medium speed marine main engine.definition，scope and delivery of technical documentation:thedefinitionoftechnicaldocumentation（hereinafterreferred to as documentation）in articleof this contractmeans that the contracted products supplied by part b are-第 16 页co

16、mposed of three parts:general technical documentation，productsdesigndrawingsandmanufacturingtechnicaldocumentation，as used by part b.all of them should containthe technical know-how details.general technical documentation includes:a.the technical specifications of the medium speed marinemain engine

17、of type12v-600zc（including sub-assembly，assembly，test run，delivery tests，etc.）;b.the technical specifications of the main components of themedium speed marine main engine of type12v-400zc;c.overall dimensions，installation dimensions，andperformance data of the accessories used by the contractedproduc

18、ts.products design drawing:products design drawings of the contract products suppliedby part b，shall inclued:-第 17 页a.a complete set of production drawings of the contractedproducts（includingthefinalassemblydrawings，components drawings，system diagram，principle diagram，and detailed drawings of all co

19、mponents）;b.the calculating data and calculation manual of thecontracted products;c.drawings，calculating manual and other data given to theclassificationsocietiesandcertificateissuedbytheclassification societies;d.test platform design drawings and its technical documents.manufacturing technical docu

20、mentation:manufacturing technical documentation of the contractedproducts provided by part b shall include:the whole detailedinstructive documentation and main components for themanufacturing of the contracted products，which shallinclude:requirements of quality inspection means，processes-第 18 页and t

21、echnical conditions of acceptance test to the rawmaterials and components of the contracted products duringand after the manufacturing processes.modification of documentation:if the documentation to be supplied is modified by site as aresult of using new technology to improve the products，processes

22、and reduce the cost，the detailed information shallbe submitted to part a in written form.mode of providing documentation:a.for general technical documentation，three prints of threelegible copies should be provided;b.for design drawings，one manufacturing transparencyand two prints shall be provided;c

23、.for manufacturing technical documentation，two printsshall be provided;-第 19 页d.the duplicated documentation，which had been suppliedbefore，can be exemped，but must be noted in the list.delivery schedule of documentation:a.according to the definition of documentation，in order tofacilitate the manufact

24、urer of medium speed marine mainengine of type12v-400zc，part b shall deliver the wholetechnical documentation and drawing of contracted productsto part a within30 days after the signing of the contract;b.according to the definition of documentation in order tomanufacture the medium speed maline main

25、 engine oftype12v-600zc，site shall submit to part a the whole technicaldocumentation and drawings of the contracted productsbefore_$after the signing of the contract.the products manufactured by part a shall be resold to partb as follows:medium speed marine engine of type12v-400zc_setsper year;-第 20

26、 页medium speed marine engine of type12v-600zc_setsper year;the period of joint-production with compensation trade istwo years.should the conditions for establishing a joint-venture be still not ready after the said period，the saidperiod can be extended，but in no circumstances shall it beextended for

27、 more than five years.article2transferoftechnicalknow-howandtechnicaldocumentationthecompletetechnicaldocumentationofdesigns，calculations，drawings，manufacturing processes，qualitycontrol，tests，installation，adjustment，operation andmaintenance shall be provided by part b to part a concerningthe contrac

28、ted products and must be the same as those beingcurrently used by part b.checking and verifying the documentation of the contractedproducts:-第 21 页part b shall be responsible for the completeness，correctnessandlegibilityoftheproductdesigndrawingsandmanufacturing technical documentation sent to part

29、a.in caseany part of the said drawings and documentation are missing，partbshallmake supplementarydeliveryof correctionimmediately upon notification by part b.during the joint-production period，part b shall，at mostfavoured prices，supply part a with spare parts of thecontracted products which are not

30、available in the market ofpartasside.thesesuppliesaresubjecttoseparateagreements in due course.partbguarantees that the transfer of the technicalknowhow and technical documentation hereof will not involveany accusation from any third party.article3prices and termsof paymentpart a shall pay part b fo

31、r the transfer of technical knowhowand technical documentation of the medium speed marine-第 22 页main engine of type12v-400zc stipulated in clauseas follows:_us _（say:.only）_us _（say:.only）during the2yearsperiod commencing from19，the yearly feeshall be taken as _%of the net annual production value（to

32、tal annual production value minus the value of theimported parts and tax expenses）.the first payment is us$_（say:）constituting%of total payment and shall be made within30（thirty）daysafter the contract is signed and comes into force，uponreceipt of the following documents from part b through thebank_:

33、supply air-freight bill of the first batch of documentationaccording to the requirement of appendix_;irrevocable letter of guarantee in duplicate（one original，one-第 23 页copy）issued by_band and confirmed by part a.part b commercial invoice in duplicate;part b sight draft in duplicate.the second payme

34、nt shall amount to _%of the totalpayment due in _，.（say:.only）and shall be paidto part b on _，_.upon the receipt by part afrom part b of the following documents:air-freightbillofthesecondbatchofdocumentationdeliveredbypart bon_，_，pursuant to stipulations in appendix_;part b commercial invoice in dup

35、licate;part b sight draft in duplicate.both parties agree to settle in cash in _while thesettlement in_willbe_%incashand theremaining _%shall be made through compensation of-第 24 页resale from part a.thepaymentof_willbedueon_th_of the year upon receipt of the commercial invoices induplicate from part

36、 b.the yearly payments from19onward as per clause.are dueon _，_，of each year upon receipt of2copiesof the commercial invoice from part b.part of the know-how transferring fee would be paid topart b by part a as per clause.during the joint-productionperiod，and the unpaid part would be converted as th

37、einvestment of partb to the joint-venture whenthejoint-venture comes to realisation.should the joint-venturemiscarry and the joint-production be forced to terminatewithin5（five）years，part a shall confirm that the unpaid partof the know-how transferring fee shall fully be remitted topart b by part a.

38、in each of the above-mentioned cases，evaluatingthemodeofpaymentoftheknow-howtransferring fee shall be agreed upon by both parties throughconsultation in due course.-第 25 页article4joint-production andcompensation tradefor the purpose of balancing part a s foreign exchange，part b agrees to buy-back th

39、e medium speed marine mainengines of type12v-400zc and12v-600zc produced by part a.the total value of the above mentioned orders shall not belessthan_%oftheexpensesforpurchasingcomponents by part a from part b.part b agrees that underthe prerequisite of increased compensation capability of part aand

40、 increased demand of part b the percentage of paymentscompensated through the back-sale of pites products can beincreased without limitation.products supplied to part b by part a shall be at favourableprices，types，quantity，and delivery time of the productsshall be agreed in the contract for every or

41、der by both pareties.quality of part as products has to meet part bs standard.part b shall require part a to start the trial production ofmediumspeedmarinemainengineoftype12v-400zc-第 26 页immediately upon receiving their drawings.the first products，one for each party，shall be tested separately by bot

42、h partiesand part b shall，on the basis of satisfactory tests，requirepart a to deliver_（_）sets of medium speedmarine main engine of type12v-400zc within19_.theprices and delivery periods shall be agreed upon when thecontract is concluded.article5guaranteepart b guarantees that the documentation suppl

43、ied shall beof the latest technological achievement within the valid periodof the contract and shall be exactly identical with thedocumentation currently used by part b.part b guarantees that the documentation supplied shall becomplete，correct and legible.article6tax and dutyall taxes，customs and ot

44、her duties in connection with theperformance of the contract arising outside the part a side-第 27 页shall be borne by part b.all taxes，customs and other duties in connection with theperformance of the contract arising inside the part a side shallbe borne by part a.article7trademarkpart a shall have t

45、he right to use the part b trademark andserial number of contracted products.part a shall label thetrademark smith-portla co，ltd.on the contracted productsso produced.nameplates，quotations，technical specifications，advertisement，instruction manuals，samples of thecontracted products manufactured by pa

46、rt a shall all belabelled with the name of part a.article8packingpacking shall be in the form of strong wooden case（s）suitable for long voyage and well protected against dampness，-第 28 页moisture，shock，rust and rough handling.the seller shall beliable for any damage to the goods and extra expenses du

47、e toimproper packing，inadequate or improper protectivemeasures.the package number，measurements，gross weight，netweight，the words keep away from moistureand thefollowing shipping marks shall be printed with fadeless painton each package:part b/part a12v-400zcpart b/part a12v-600zcpacking list in dupli

48、cate indicating gross and net weight，measurements and quantity of each item is included.article9force majeureshould either party of the contract be prevented fromimplementing the contract by such cases of force majeure aswar，serious fire，flood，typhoon and earthquake，or other-第 29 页events confirmed b

49、y both parties，the time for implementingthe contract shall be extended by a period equal to the effectof such force majeure.the party concerned shall notify the other party by cablewithin the shortest possible time after occurrence of the forcemajeure and send by registered airmail within14（fourteen

50、）days to the other party a certificate issued by relevantauthorities for confirmation.should the effects of force majeure continue for morethan120（one hundred twenty）consecutive days，bothparties shall settle further execution of the contract throughfriendly negotiations as soon as possible.article10