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1、 1Informal group on technology and capacity building Consolidated paragraphs by the Facilitator based on the revised Negotiating Text(FCCC/AWGLCA/2009/INF.1)1 B.Enhanced action on development and transfer of technology(paragraphs 180-198)Thursday 13 August 2009 Preambulars Paragraph (page#)Opportuni

2、ty to consolidate Rationale Preambulars(p170)Proposals 1 and 4 are put together into one set of preambulars The preambular proposals are not competing proposals or alternatives,so therefore they are presented as a block of preambulars Preambulars(p170)Para.x.1 under section of objective,scope and gu

3、iding principles is moved into preambular and consolidated with proposal 4,which are preambular 1 and 2 in current text.Text is formulated as a preambular;similar concepts can be merged.Preambulars(p170)Proposal 2 and x.1 are moved to objectives,scope and guiding principles and consolidated as x.1 T

4、hey are not formulated as preambulars and suit objectives,scope and guiding principles Preambulars(p170)The fourth preambular of the original proposal 3 is consolidated into preambular 4 The language in the preambulars are similar and can be merged.Paragraph 180 Objectives,Scope and Guiding Principl

5、es Paragraph (page#)Opportunity to consolidate Rationale x.1(p.170)The original x.1 moved to preambular section.The proposal 2 of preambular section and x.1 in preambular section are consolidated and moved as new x.1 in this section.Rearrangement according to the content of the text.Chapeau(p.171)Al

6、ternatives 1 and 2 to chapeau of para.180 and chapeau of alternatives 1,2,3,4 and 5 to para.180 are consolidated into original chapeau of para.180.All the chapeau in the alternatives are derived from the original text.Sub para.(a)(p.171)Consolidation of sub para(a),alt.2.(a)*,alt.3.(a),alt.4.(a)and

7、alt.5.(a)and(i).9.All these sub paragraphs are derived from original sub para.(a)Sub para.(a)(p.171)Sub para.alt.1.(a)and alt.1.(b)and Similar language in each 1 This document contains consolidated text for both technology development and transfer and capacity building.Capacity building appears on p

8、age 32.13/08/2009 06:50 2alt.5.(a)are consolidated as alternative 2 to sub para(a).sub paragraph Sub para.(b)(p.171)Consolidation of sub para(b),alt.(b)*,alt.1.(c),alt.2.(b),alt.3.(b),alt.5.(f).Similar language in each sub paragraph Sub para.(b)(p.171)Alt.4.(b)is rearranged as new alternative to sub

9、 para.(b)Similar concepts can be merged into one sub paragraph Sub para.(c)(p.171)Consolidation of sub para.(c),alt.1.(d),alt.2.(c),alt.4.(c)and alt.5.(g)Similar language in each sub paragraph Sub para.(d)(p.172)Consolidation of sub para.(d),alt.1.(e),alt.2.(d),alt.3.(c),alt.4.(d),alt.5.(e)and i.(10

10、).Similar language in each sub paragraph Sub para.(e)(p.172)Consolidation of sub para.(e),alt.1.(g),alt.2.(e),alt.3.(d)and alt.4.(e)Similar language in each sub paragraph Sub para.(f)(p.172)Consolidation of sub para.(f),alt.1.(h),alt.2.(f),alt.3.(e)and alt.4.(f)Similar language in each sub paragraph

11、 Sub para.(f)(p.172)Alt.5.d rearranged as alternative consolidated sub para.(f).Similar language in each sub paragraph Sub para.(g)(p.172)Consolidation of sub para.(g),alt.3.(f)and alt.4.(g)Similar language in each sub paragraph Sub para.(g)(p.172)Alt.2.g rearranged as alternative consolidated sub p

12、ara.(f).Similar language in each sub paragraph Sub para.(h)(p.172)Consolidation of sub para.(h),alt.2.(h),alt.1.(i)and alt.3.(g),alt.4.(h),alt.5.(h)and alt.(h)and(i).Similar language in each sub paragraph Sub para.(i)(p.172)Consolidation of sub para.(i),alt.2.(i),alt.3.(h),alt.5.(i)and alt.(h)and(i)

13、.Similar language in each sub paragraph Sub para.(j)-(j).16(p.172-173)Renumbering and consolidation of sub paragraphs of(i).1-8,(i).11,alt.1.(j),alt.2.(j),alt.2.(k),alt.2.(l),alt.1.(f),alt.2.(m),alt.5.(c),sub para.189.1.(f)They are all new sub paragraph additions proposed in the alternatives.Sub par

14、agraph 1.(f)in 189 is a broad principle *:Alt.1.(a)=subparagraph(a)of alternative 1 to paragraph 180.*:Alt.(b)=alternative to sub paragraph(b).Paragraph 180 bis Proposed new section entitled National and cooperative actions to enhance the development,application and diffusion,including transfer,of t

15、echnologies,practices and processes Paragraph(page#)Opportunity to consolidate Rationale x.1 prior to 181(p176-7)There are no simple opportunities to consolidate this proposal for new sections on National actions and Cooperative actions.This is a consolidated proposal that has been reflected in the

16、text.Paragraphs 181-183 Technology Action Plan Paragraph(page#)Opportunity to streamline Rationale 181(p177-8)Merge alternative 1 and 2 into original 181 There is a high level of similarity between these three 3Technology Action Plan Paragraph(page#)Opportunity to streamline Rationale alternatives,a

17、nd they can be merged into one option 181/183(177-8)Take the second paragraph in alternative 2 on national road maps and make it the new 183.1 This preserves national road maps as a distinct element of the text.182(p178)Merge first paragraph in alternative 2 with 182 Similar text on the technology c

18、ycle is in both paragraphs and they can easily be streamlined.183.1(p178)Identification of inserted before sub paragraph(b)Unintentionally the current formulation has the opposite meaning x.1(p178)184(d).2 is merged into x.1(b).Global technology road maps are addressed in paragraphs 181-183,national

19、 technology road maps are addressed in paragraph 185 and paragraph 184 is focused on national activities.Paragraph 184 Technology needs assessments,enabling environments,and capacity-building,technology information,and mechanisms for enhanced cooperative action on technology development,deployment,t

20、ransfer and diffusion Enhanced national capacity Cooperative action to promote technology needs assessment,technology information,enabling environments and capacity-building Paragraph(page#)Opportunity to consolidate Rationale 184 New Alternative 1 and 2(p179-10)Create two new alternatives one based

21、 on TNAs as stand alone activities,and one based on TNAs integrated into other national planning processes There are 2 distinct options within the text.One which would see TNAs as separate processes and one which links them or combines them with other national planning processes.Making a clear disti

22、nction in the text helps facilitate negotiations on the options.184(p179-181)Alternative to(a)and the old Alternative 2 becomes the basis for new Alternative 2.For the reasons above 184(p179-181)(d).2 merged into x.1(b)in paragraphs 181-183 Global technology road maps are addressed in paragraphs 181

23、-183,national technology road maps are addressed in paragraph 185 and this section is focused on national activities.184(p179-181)Alternative 1 merged with original 184 Streamlining this text clarifies the two distinct options for 4Technology needs assessments,enabling environments,and capacity-buil

24、ding,technology information,and mechanisms for enhanced cooperative action on technology development,deployment,transfer and diffusion Enhanced national capacity Cooperative action to promote technology needs assessment,technology information,enabling environments and capacity-building Paragraph(pag

25、e#)Opportunity to consolidate Rationale TNAs as above.Paragraph 185 Technology Road Maps Paragraph(page#)Opportunity to consolidate Rationale 185(p181)Alternative to 1(a)combined with original(a)The alternatives have similar language and can be combined 185(p182)Alternative to(b)combined with origin

26、al(b)The alternatives have similar language and can be combined 185(p182)Minor change to chapeau to create functioning English 185(p182)(c)and(e).2 grammar improved Paragraph 186 Cooperative Actions on Research and Development Paragraph(page#)Opportunity to consolidate Rationale 186(p182-4)Combine a

27、ll alternatives to 186 into one option.There is language within the options,which is similar,and the alternative paragraphs are only slight modifications of the original bracketed text.186(p183)(b).1 could be moved and integrated with paragraph 180 or 185 The subparagraph is a proposed function of t

28、he technology mechanism/framework for technology 186(p183)The paragraph“Stimulate the formation and development of national and international innovation systems and markets for technologies for mitigation and adaptation,creating favourable investment and enabling environments,and engaging the privat

29、e sector”would be moved and integrated with 184 The paragraph is closely related to the text on TNAs,enabling environments,capacity building etc,and it is also formulated as an objective or guiding principle 186(p183)The paragraph beginning“Focused voluntary technology oriented agreements”would be m

30、oved and integrated with 193 The paragraph is directly related to the section on voluntary agreements.186(p183)The text on technology innovation centres would be moved and integrated with 197 The paragraph is directly related to the section on technology innovation centres.5Cooperative Actions on Re

31、search and Development Paragraph(page#)Opportunity to consolidate Rationale 186(p184)The text on voluntary agreements would be moved and integrated with 192 The paragraph is directly related to the section on voluntary agreements.186(p184)Text on climate innovation centres would be moved and integra

32、ted with 197 The paragraph is directly related to the section on technology innovation centres.186(p184)Text on tariff barriers could be moved to 180 There is existing text in paragraph 180 related to tariff barriers.Paragraphs 187-189.2 Measures to address intellectual property rights Paragraph(pag

33、e#)Opportunity to consolidate Rationale 188(p184)Alternative to(a)combined with(a)These are the same concepts compulsory licensing or patent exemptions and are therefore consolidated into the one sub paragraph 188(p184)Alternative to(b)combined with(b)These are the same concepts of patent pools and

34、are therefore consolidated into the one sub paragraph 189(p185)Option 3.1 can be merged with other elements of the text(see below).Option 3.1(a)becomes the new(c).x combined of Option 2 Similar concepts and language.188(p184)(c).3 and(c).5 merged with the new(b)in Option 2 These are the same concept

35、s of patent pools and are therefore consolidated into the one sub paragraph 188(p185)(c).7 merged with the new(a)These are the same concepts compulsory licensing or patent exemptions and are therefore consolidated into the one sub paragraph 188(p185)(c).4 combined with(c).1 These are the same concep

36、ts of preferential pricing and are therefore consolidated into the one sub paragraph 188(p185)The alternative to paragraph 188 can be merged into other elements of the text.In the alternative to 188,(a)is merged into the new(a),(b)merged with new(c).5(along with the relevant part of 189),(c)(iv)beco

37、mes the new(c).y,(c)(i)is merged with(c)and(c)(ii)and(iii)are merged with the new(b)All similar concepts in the alternative to paragraph 188 are merged into Option 2 188.1(p185)188.1 is merged with the new(a)These are the same concepts of patent pools and are therefore 6Measures to address intellect

38、ual property rights Paragraph(page#)Opportunity to consolidate Rationale consolidated into the one sub paragraph 189.1(p185)Option 3.1 is no longer required the chapeau is merged into Option 2,sub paragraph(a)is merged with the new sub paragraph(c).x,while sub paragraph(b)is moved to paragraph 197 a

39、nd sub paragraph(c)is be moved to paragraph 180 Sub paragraph(a)is directly related to financing of technology innovation centres and sub paragraph(b)is a broad principle that is not directly related to IPRs and would be better placed in the section on Objectives,Scope and Guiding Principles.189.2(p

40、186)This is a distinct and separate option 4 and should be labelled as such.Due to the merging of Option 3.1,paragraph 189.2 becomes 189.1 The revised text did not have this as a clearly identified separate option.Paragraph 190-191 Paragraph(page#)Opportunity to consolidate Rationale 190(p186)x.1 on

41、 the leveraging service is similar to the proposed Technology Development and Transfer Facility proposed in the section on institutional arrangements Proposals are similar and were moved to facilitate consideration 190(p186)The alternative to 190 may be better expressed as a separate paragraph rathe

42、r than an alternative to 190 Alternative to 190 moved to become the new x.1 191(p186-7)Alternative to the chapeau for 191 is merged with the chapeau for 191 These have very similar concepts and language 191(p186-7)Alternative(a)and original(a)can be merged,(b)can be merged with(b),(c)and(d)become th

43、e new(g)and(h)The streamlining ensures that any unique language in both alternatives are included 191(p186-7)&184(p179-181)(d).1 in 184 is merged with paragraphs 190 Mechanisms may be better consolidated in the relevant section of the text.Paragraph 192 Voluntary agreementsPartnerships Paragraph(pag

44、e#)Opportunity to consolidate Rationale 193(p187)Paragraph 193 is moved to the section on technology information The paragraph is primarily about technology information 186(p182-4)The text on voluntary agreements is moved from186 to this section and merged with paragraph 192 The paragraph is directl

45、y related to the section on voluntary agreements.Paragraph 193-195 Technology information 7Paragraph(page#)Opportunity to consolidate Rationale 193(p187)Paragraph 193 is moved to this section on technology information The paragraph is primarily about technology information 194(p187-8)development and

46、 technology mechanism changed to technology mechanism To keep consistent language throughout the text 194(p187-8)Alternative to paragraph 194 combined with paragraph 194 The alternative text can be accommodated within the paragraph 194(p187-8)Reference to Options 1 and 2 can be removed Reference to

47、Options within the text may not be relevant Paragraph 196 Institutional Arrangements(not including paragraph 197-198 on Technology Innovation Centres)Paragraph(page#)Opportunity to streamline Rationale 196(p188-189)Option 1.1,1.2 and 1.3,with the functions of Option 3 are merged to create a single O

48、ption 1 These options have many similar features and no contradictory elements therefore they can be merged.196(p189)Option 2 alternative to(c)is merged with(c)and the functions of Option 3 are included as(e).5-7 Alternative 1 is an elaboration of Option 2,and is now labelled as an alternative to Op

49、tion 2 Option 3 is similar to other options for a subsidiary body with a subset of its functions,therefore it can be merged without losing its substance.196(p190)Option 3 is absorbed by Option 1 and Option 2 See above 196(p190)Option 4 becomes the new Option 3,Option 5 becomes the new Option 4,and O

50、ption 6 becomes the new Option 5.Changes in the numbering of options due to the merging of one option into others 196(p191)Alternative 1 becomes an alternative to Option 2.Alternative 1 is an elaboration of Option 2.x.1 above paragraph 190(p186)x.1 above paragraph 190 the proposed technology leverag